Case 1:11-cr-00368-KD-C Document 249 Filed 05/29/12 Page 1 of 12
. IN THE:UNITED STATES DISTRICT C(fQRT FbR Tim SOUTi:JERN DISTRICT OF ALAnAMA SOlJTBlt�NDIV�SION UNITED STATES OF AMERICA
�) j:
y '1 T�R:@ET;SRlP·NI�l&GE��l}f.l,lW,,J!), )}j_il), );
�
):
PL:re:A..AGREEMENT
1'he·d¢femfant, TMGET SFIIP 'MANAGEMENT fi'}lg, LTQ. ("Tatget�' (,W "tre'f�n.dalit")1 re.pl'eseJ1tt:d ·by its cotthsel,
anct··fbe United. St?tes ·(!)f Ame.rib11lrave. r?�O.Jt�d ·a.plea ·R"SI'ee.ment: in
this C!lse, jmrsuilnt ta RuJe·-lJ(b)(l),(Q) of-the Fe
t.� ..l'.·f1r�p.r�-s�te.d:.t?y-ID'i ��ttolii��;" .b .
-��9 P,l�tr�t>t;s�faw:·
.Qr:
'j?p J,i�Y.�Hl.td�l. hy �ti.dhl!iiMlatJhtf,;: ro. 09'ilf!:oqt l!l'id -�li�.Ss�e_lt!illl'iit� \vithess.es·-and to call wi(nesses and pr9,ditc.e ,qti�i;\r. tMde.11ee:. itdts:defense; and
e,
'Fer. not;�¢'·c·Ql11J�elled to.lficriininale itself. W'AlVlliQ cm:RIGHl'S.AND -P·LEA Oli' ,GIJIL1:'¥
2.
Th.e detenda:n:t waf.ves.Fights,'bthrougJl•el: listed abo:ve...nn'
l9(¥8(a) (Act to Prevent. Pollution fi:qm Ships) and to G";ouht One of the
Case 1:11-cr-00368-KD-C Document 249 Filed 05/29/12 Page 2 of 12
In fO.i:m.atimi fi:l�d :rn a�:Sti.oiate:d 0ase,'(Cr. No,
Titie
3,
-XXXXX:XJ'Q cha1•gin g·a violation ·of
18, U11tted.Stafes· C6.d�;:Sectionl001 @)'(3) (False :Statements.)
Tlfe.defendant understands.that 'the statements it�rl:epl'esentaHv.e makes llnder oath
in the-�len.QfguUtyJrmstl'be. complelely tt•uthftil.and that it can 'be prosecuted f.m· mi'lkiitg fals�:i·state.ments·ot' p.eljtno/1 m: t:ecejve·.a pe1j,tuy enham:emel:�t·at
:seJltertcilig,_ for:any false statements its !'epresentath•e
makes intenriona fly in this
p·tea·of guilty.
4.
The·defetufant:expects the Cotu'Ho rely·l\POll the fm:lfual representatiohs
.guesHens·th�Ht'rm!!�d,l!ii �-�»�'4!lt�!lJg:·�i'wf�tltHy·pJe� h�iJtlm�'-
·$�-
The ���!IQ4,i.Ht!l,$)1!!d :flj�b'ei1J;l.pt•:�'i;:J�g!!l ;¢P:tlll���: ih p:�gpffuth1�-ihi$ Pie�
�g���m:e.ni� -�he.d..eten:�ritJt_ij�r�i§¢lW�{!.«•.tl1e fiitlfs::Q-t:.th�··cpse;wJth.its ntro.1i11�y.. m1�P1f� ·�trt.t;>,r.ll'�Y bij·� ��11i�i.n¢.d to �b�'d¢;t.
.
c)'llJlin�tl C:!b���el'r,·tvhieh h!(V�· b-e�n::6,_:�tl�ht��i.hiS.t�th.�:.'
a1!;�rllf!Y.Jml1� ijlso �*t1la1MltQ'th� :cief'efld!Jtl'f .llis'iln'tlel'.sttmtiihg of'the U nired Sta�es' -�vldi;ince nl:lq th�.J�\V a� ili·el�te�:t(;l:"th� ta�dtS...ot%e.ohil�8ed offenses. 6.
The d�fent.l'al1t undellsbi:tidirthat tl'ie United 'States bas the burden ofprovingeach oftlie le�til elements ofthe; Qt'Jmina:l chffl!ges'-beyotid. a t:easonable dotlbt.
·defenc.hfnt andJts cO:tJnselliMte discussed possible defenses to the·chacges
The •.
The
cl¢fe'!lili!i1t b�Jie.ves·that:its. attc:>t1ilex .has.:t�p,reM'rited,the·defendantfaithfully.,
,$.killt\tliy� ·ai1d diftg�ntl�� a·n.tUbe :de'feiidanfis oml"'pletely. satisfiech.vith the:'legal
Case 1:11-cr-00368-KD-C Document 249 Filed 05/29/12 Page 3 of 12
7.
A �epnt11te do:(iun}ent; cmtitled F.I\Ptual R6s�ime, will be submitt.ed :to·:the Cl;)ul:l: .as evidei'l�;€1-at dje �ulltY P.le-� hel!ring .
.
TJi¢ Fa.Oti.llll ]�:�S1li'rie; is inqoi·ppi!Itted. by
· .t:e.fel��ilbe ·· · t�. .afL..J. ... .A Nl'l. tl fhe:Urilfe.tJ,Sfate . g·retf"rent;. . "ffie,: .. .. . . . . .s�agr,;ee .JJ. e:,., .. ···-·· .... 'il:ltO-thts]il ..... d.etien. .
_
_
--�--
.
·dn.(�:tj_1_¢.,·�Fi{¢.�J.!d.t:tt16�Jiili� i�·,wue:��tnil ·1;\pjl);�Qt :i\i1r�r�f1oiis "tO. til'�, Plea. A�_t:eetnerttor •.
:F:IJ:9f�lijt ;R��mMdhfti�1�� nn.Jr by· tli�it�f¢orl!\ht.ana its �oni'is'el ai;e:riet.pa·,,t of this H:gr.'e�lir�:nt:fi_ncl 'nife n'cit &greerl to by 1he Uhited S.tiiles.
8.
This pJe·a of �\dlty is· fre.eix'llnd voluntal'ilY, il1ad:e;and ls11ot tlte result�of force,
tlu'elits, pr6mis¢s, Qi' i�epre!i¢ntatrorls, aJ)ai•t fronr-1hose'l't!PI'esenfations set..forth in tills Ple.n-A�i:eeinent Theit.e-·hirve been no prom1ses frem-.nn.y..one-as,to tlie-
in Pata_gt·a-p1ls-l4 belew.. The-defendant is pleading;_guilty becaw;� it is,guUty; 9.
The ·defendarit:alsoo.Jmawingly and: voltmtadly wajy.es alldghts, whetliel' .ass:e:rted directly .or-tlweugh a representative,,:t�;> receiv.e fh�m. the United· $tatl;!s;·aiJer. sentencing�any fm,ther recor9.��
r
inw:.estignti.on.al"P,l'Q��¢tiltt!lff{ie·�1{i§ ftiaff�t� '1.�.t!�w�i:ve:r(bt:llMI�&; b�n is··.npt
filnit�rl t�� ''i;gh.t�fvn·((¢�;"(_�-e-:t?r��siPin-Pf'Uif.P"t)fi!if1!:m:,A:¢.t·�n4:iht;:�:P,d'v!l9Y. Act<'if
.
10.
PENALTY
The ma�iin,llllf p��ndty dte.
Q.$$. a& to Cburit·6:!(>.ftheJndfctmerit is� a.
A m��ini\ml fine o.f'e!tht1r Flv�'Hundt�.d Tho\ISE\lid-:(:$.5Q.Q;OOD..OO), .dollars,
o.r:twic:e the: :g,:o.s.s,.gain :
t
pur&mnltto 18·U.s.c. §3571(c) and (d);
3'
Case 1:11-cr-00368-KD-C Document 249 Filed 05/29/12 Page 4 of 12
'b ..
A t¢tm�fplt>.batl
c.
A mtilld.atoty sp¢,c.ial asst�ssmetit of:$400;00. p-ursuant to 18 U;S,C.
§· 30l3(a)(2)"(B}.
11.
Tl�e-maxiin,mlJ penaltytltc:i Court,oo'ldkl 'hhpos.e·Jor Caunt J.ofthe Information is: a.
A. nutxii1nnn fine :ofeJtlte.t!'Five: Fftmtlred:Thousand;($50Q;O:oo.oo}dollat's, eyNWJlP:e· the �.t'ti.Ss-:�aiiho•� lafiii. i�esult�i1"g¥fti.om themnlawftiLcmrduct:;
b..
A�ftW.in-o�'f)t;Cibation,.of,im·lodi ye.al's::pursuant to 18' tr;s�c;:•. -� 3$�1{ctJ(DI
e.
.A.Jnandiltoll)' streciatassessmenf;.gf'$'4I>U;0.0 :pUI'!;tl�llttQ" 18 V�$,(;.
this. -case. Specif!¢al1y, t.he defen:dnrit a:ckilmvledges that
Federal RtJle. pfCt1Qni/ial
:Pt'I;Jqe·(hi.re· 1 l(c)(t)(d) pt:cyViqe�. iit rei�Valit p:&t:t:
1fth¢:d�f�t�d.;am JlWads g�t.i1ty. ... .t.o .. , , a oMtg¢d offense· . . ·� tlte ple.a.agre�melit� �i :apec1cy·.fl\at :mi a�orney fqt· il.L "eiao:Ve.!Wtbeltt will: . . �t:0\:fi \'>' ! �lr.er ...e.,th.iftt��r . . u p �Bite·· .1 .. . ..... . s. eftttfice I:>) 6hsentencin� range is.ftlle·.apprapl'iale- p i��·o·siJ iw� ·�f1he 'tf se.lstfdh ,j:foh 'niistl·e ,_JI. .. . . .u:! .€l .. . .. !J.•1 . 1l -�-, · '.!:· ,..s . . . ·if•:·teh'u" .. . •. · .•.. ·�·, .. . .... ·a \telilnl}'i"Jlll' · '(B.L .CQllf.t onceilhe cmn:l necepts;�fhe- ple!!�gr��m�l��) .
-.
.
...
.
.
.
. .
..
..,
..
·
·-
_ .
.
.
•.
Co.urHn this• ease.
Case 1:11-cr-00368-KD-C Document 249 Filed 05/29/12 Page 5 of 12
1:4.
.
'T:h�'l�!:it•�ie.�'-�gr�f' :tli!it-the·;fd.JiPWh!lt·��i!t¢:rtc'¢ lW.ii.l.h .ur,}n:QJ)l!fafe di!!I'I'1.S.itioti· i il' this ¢.,a'�e:
a-.
The d�f��dJillt agt¢e.s to pay.�- totat·c1til1ii11ai p:enally ofOJte MfUl()i), Two H\mdt�'d Th!;llt$'.anit:($t ;�OQ';OOO�QQ�·doll�t
h� ·Q!li.'l M'illiott '($l ;OOO,;OOO.O,ti).,do.ll!\1'�, The parties sti�11late fo'i•· the
·
pt\t:p:o&efof settleln�itt:ihat Five I-h1r1'di�i;itl Tllotis�tnd ($5.00;000 00) do1li1Fs ..
oftli:etetal crin'limilpenalfy shall be-apportioned to Count 6-ofthe I:ndietmeiit.(APPS) and that Five: Hundred Tbous!ll1d ($500,00.0..00) doJiars b¢:'8!JPOl'tioned. to
Cotmt I. ofthe lnfot'Jnation (Fa-lse Statement), The
d¢fen'dant ll.&�ees tliatthis fine am ount:•ls ap.p.ropdate·pursuant to l8 U ,.S.C.
·§:'3snc�J� W.,
The,defendatlfiU?;JteeS1f�;pay wtofdl'-0f':t�ve· Nunai·�a 'T:h9\T�lm�r
��2i0Qj@OQ,O:O) ildllatrs in·tfte .form of.an organj���1t:>n'a1 col.n1,1,Utn,ity· �et·v.ice .pa�ment)p1u·s.nant ta §:�-r.:J ef' th� F�q�r�J}$.e.nf�t!�lng G.\ii(l�11�'le�,�nil-1il
ftn:ther:imce 'Ohat'i�zyin:trJ.h� $eJ1f�l�tiing{"t)d!r�ii#le:$.::ptttvi�e.a;£:oi' tlfY���· l6· U,s.ct
§; 3--���{�), :�s -(qJ)iJW&:·
·1..
the �{��rt
do)lM&.to the Natio11al Pis� ahd WH�tife.Ft:mn(l:a.tion ("NFWF"). The comnnmi ty se1·vice p�ymentsJl'aU be n.ppJl(id by NFWF'to fi1n:d projepts fo1· th!il preset'vatidn., �nd. resfor�ti on of wah�1wnys ·m1d
fl.iarfne:.wtldlife1iiJ :�nq {)r:q�l!l�t tbe'SC!iither.n .D'isfdct ofAiaba.ina.
Case 1:11-cr-00368-KD-C Document 249 Filed 05/29/12 Page 6 of 12
2.
NFWF· is a. cbm'itable and m:mp}teflt organ1:z;atiQ!l established :pursuant to 16 U .S.c . .§§ :nm -S71 o.. 1ts:puipo'$es iMlud.e· the
.a:cceptance;and a
.
•
, to furth!;lr tlte .
:censer¥ati�n4!na�mff.:f:!�g!t,•i1M(l1lftf!�ll,·��H�.I lif�;. plqJ:i��i4itid
wlll fm•thedJ.l�· c-gJl�ervdti�o�ii'i:ild: man.�gem¢.ut Qf:tl\iVfish, ,v.l!dlife,
and'.t>'ll.!J(t·l,�$dlll:ce:s :of:th� U1Ji.tetl: S,tate1l�·· and its. tei:ritories iind pQss.e��i-qns fqr p·res.ent-�tn�.f�lt\Ji'ctgeneNltions·:ofAmedcaiis:" 16
u.s.Q; ·§ '3J.ot(�):Cl); (2); NFWJ?Js: i)l'IJij�Q\Yef.ed.la "dO. af�y· and aU acts n.eoe�s�ry .aM�p!:op�rte:.�ij.rt:r:e�Jt'1 these p.tir.poses�.including1 spe:c(ircf!lly, aolicltllfiil'!l·, i;icccptance., administration) and. use of
11any gift, deyise e1' b'equest ... of-real or p.et'sonal property.11 0..-S:.C. :§ l1-03(c)O), '(11).
1·6
NFWF's Cengressional.eharter
.mun
Y!ihltii(s· fiiu1Vidtta'ls educateai m•,e:x:pet!ierrcedJn·fi�ll� wUdlif<::, t@�ail., ·¢6astal,. eJ;·e'tller·naturat·.resom�e·e CQJJser�a�ioii, l6T,J.;S;C. §.
:S702:(u)(l)'t.'(�)�. NFWF istalso.req\liteg:·�y tts �hat�erto: siJlimJt to Cfulgi•ess:annually .a:reP.0rf. �:n�s'1?'1:0c" !leclltJgs a.t!P:•act\V.ities: dut:iil�
such Y.em�,,indludiilg, a ftJ·Il:and coll,lpJet¢ �t:ilt¢JP.e.lit {)f.ltl\:t�ce!p.ts; e�penditures·.
6
Case 1:11-cr-00368-KD-C Document 249 Filed 05/29/12 Page 7 of 12
T:lte plirfies johttly t•ecommend·tJnlt the defenda11t b:e·r>lflp�cl
�.
qn
:oiwlnizatim1alJ)i'obation fora period of three 0) years fhnn the date Of s�nte.no1ilf:N'.tn'S.uaJtt:to
rs!:tJ.-S;O:"' §...�5-�Jr�)OJmt4 tJS:iSO§� ,sn.r,l and
8-tn :2, The :f)!utfiesire.commet1CfifhnH��� t�!�J'I'�t��f.:J>f.!:lh�JJfon :b¢ 'M follow�: 1�-
::I1h-e-derenaant:-agttees fl\�t �t·�h�lf.�Qcmn:J.t-:J)Q (i,ir.tlf.!'lt v,Jt.ilatioi'!S.:bf
MA:IW'QL 73J1��1heiG1����:W�l�r Act,:.i?t 411-Y o:th�l' f'�cll;;ni'l, stnte, or 'loca:f,'law;
itn;d�tdJ)lg·tho:�� i.�ws anq:·¥flgltl6:tion-s:i'6t· \vhi6Ji
p11hnacy enfe1'c�m�'1t ·has ·IJeeh_ del¢'gi\teU ·ttfthe 'sta te authorities, and •shaft con\lt!�t all 'its
·en:virQf!Jrl�l)taf I�ws �hlre Unfted·Stiltes; 1.
The -d�fen���t !lg!'��s tc-J t\nta:and.i.l�tple-Jnel1t the-erivironmenfal:
remedial meMures ·se.t'fQi!th h1 the; Envirohniental C.ompliance·Plan (1'EC);'"); -�Ua�he.d itereto as Attachment A� duf.i ng its-tet'Jn-of
prqb:lltio\1, ,g-�Jtsi�tcfit:'iitth,:��llt.eilcin;g;t1.olicies set-fOt•ffi:,in· USS(q :§:ao�A·. ''fhi;),=,E�i?:_and �rl o1':Ule.reguitements an-d qBiig�tJim_r� �h'eJ��JtH�6J1t4'iil.eJI.:a:re:4inc.o1P,omfed ante tll:ls.�gt�t;�emeut-and. .sh�H -b� aon$id�t�d -s�ttia1.'p:oi1ditibus�ofth@.:defemhmt!s J1r6bation. ·d.
.
rllJs A�t�:emei(t �ha.ILhhidAhe d.efeudant an'd its•std>-si�'iat·ies�. inc1U.d.in�;ail
SltbsidJll'rJ�s:'that:.tephn.ic.all� manage -and1or manvessel�,.ii'l,oludintrb�tt hOt
lhnit�tl tq T�ll'!tetll\:fi(l: i\ll:s.uc:cessors:.]n,iuterest�. if' applicli.�le,, �_ind .a.ll ��lc·«e.ssP.l;ll :and. assjgns. 'The. di'lfend·rm t ·=slia ll 'J1rovJde. 110.t�ce within H) ·da¥s
m tfi� .Envil'onm
7
Case 1:11-cr-00368-KD-C Document 249 Filed 05/29/12 Page 8 of 12
the· U.nitetl:'$tatps.)�:ttdmey's Offide: fonbe South:em DistrM·of Alaharna,
!{qd:the Uni.tecl States C�a.srOtli\Ni:Qfrtny of:th.e folh:nv.ing: HJ1Y-'corJ?Orate
c.orpqta.te et.htdi�io'unl control, business 1:eorganization, changf;)1"11
oWlf�t;iihijj, il�eJ;g�r,.cbange·ln 'legal statu�,.. sale 01' tmrcl)ase pf asset$�, or sJmHai� !J.¢:tri:)W &liaU lilfef�·tb.e:·de'femlantr.s re�p_on�!�ilftJes p_n�l�t'1his
iX«r�\'li�'icnttw·th�d�CE�- 'thel'defend"atit'·-urra�r�t.�n�s t:tn�··�g.:ee��th�tit sb·nll ·l1o:t�¢'nfta$e. :ill a�J."ati.tlon to s:eeki;o!.l:vq.t��tlt� ubl1�atlQl18'iU'Id· �oncilt.it>Jls se{?fbfth lit tbiS:,Ag�:eoment. e,
Tl\e -1llidetsig!ied· coxporate::o:f,fi��r'!:Jr t�P.t�$:eilt!'lti:Yl:l:;Qfthe .d�fenthtnt: h-er..eby· c.er.H-fi:es thaflie·is 1\tld��n:i;;:eq JWth:e.:
to ple!lti .gtdl:twte th� cl.illrgel;:,�}J�getf in the.lnt'ilctinellt:and •
.
'
' I
Tnforma�ion, and-�o,(ilritei"'into this· Agt�e-m-ertt, anditl:Jat,ti oeiJ)O.tilite :resolution s� empow�ri�tg said offlcen;"!r r.e�res·elttative has-been dti{y
made �li:Lapprl)ve� bysa;id corporation. A copy
of the resolution will be
:presvnt�d t1;l ��t(} c�\!l't at th�H�IJfly·of:Jhe plea;in-:thls cMe, "Said defendant .
:eot:P.
Case 1:11-cr-00368-KD-C Document 249 Filed 05/29/12 Page 9 of 12
�f��
:rJi� 4e.f�t:rd!1�l>&f1_@: p�y:�. sP,��i�h:s.�s;�.�11iM�t!!w 1\l!l(ih 'ci:ii!rt( ·&:fcol)'v.i¢tion. fotM�lg! ��g�·�g��;t,� �P-�-P�n(·�-�nll:ity''tlin'i?)liit of'El.g1n Bhttdi.:ea· f$8.00 0'0) ..
dollar.ll�., 15.
The Dnite;d States-wHJ JU:�tV:Ide a il t:e l'�:v.at1t ���i�en'qjn� jnfotrntatlon
to the.
Prqbafibl) .Office f.Q1� plJifpo.s.��.t�f.tbe:'pf.e-s:entem;.e· fu:vesUgation • .Ri¢.levant &e.nteiteil)g. it1f0rmafion iti�hJd�$•. b\lt ls'l'lot: liit1ited :to,
ati. t'a.cts a:nd ·cii•cilni$fm1ces.
tifthi$ Mse.·artCl .hifotiilatie:tt.concet•nihj{.the defeitd'ailell conduct, backgroundi. and atly and . all f!ll-at1'c·i�.I..ini'omtiltiel1,request�d by :Ptobation 0fflce. .
16,
l3oth·th�N1�f�ird�·ntlJ1id the Utdted .States .al'e. f£ee to allo.c11te fuiiy at-the time of
S.efl.fei1¢iltS;;:stll>J�ot tf>:'tfie·:p·••ovisi&Jis -ofJRav��rnph 14. : OB]};f.G;&Tf0NS·.OF'TJlEfJJJSimiD'�S�N£.ES: ·t;7..
Xh'� Uhlfe.r�lea -tu:rd',vi1l':n1PY�¥.ta ql&m;is_s,:aU rern;l'fitihl'g c6�m:ts
once sentenc.e.:is imposed.
:I':hi&·l)gr,eet)Wm: !s.'fimit�d t� :tlx-e Uitit.�:d '$t4tes
Att0rney's Qfft'ae f'odhe So�l:tltertt.rt>i�t'!�i,efitlfAl��ar}.ll'HOtd the, Envtr.o_nlne):it�l C&inres· Section ofil)e U:lliJea: �t·!l.t�� De!l�W{!1t.e)�b:�f:'Jtl��i9,Q llrtd;(Jpes'm!)tJ�i:n(! ·row other .fedenll�
state� .a'!· ·1.o�nl ptosectidng a1itlrotities.
.
Case 1:11-cr-00368-KD-C Document 249 Filed 05/29/12 Page 10 of 12
.LIMi1'ElJ WAIVER C!>F RIGfiT 'i'O APPEAL. AND WAIVER OF COLLATERAL ATTACK 18.
As pm:t of:the t>argalned�for exchange represented, in this plea agl'eenwnt, an d subjeette th:e.Jimited.,ex:e�p.tibns, belo�v�.t,lie·.��f.�.t�clant:){qowJm�ly an·�:vol(lrtt"·r.ny
�v;ai've&·thea•i'ghtto. fila lli!X'Clli�ech�l!P���:
Accordi�gb�i 'the clefenoant :will ��t·chilJc:;qge lt�rg�(fin!·'Pl�a, c�Jl"V19dot,1; o:t·· serttem�e:in ·�ny•qlstri�f:e·�urttn·.a:pp·¢ni\t¢·c9�Wt.'P(oq�e'cHf!g�� a.
EXOE!Pt10N�
T.!t�'defeu'Qa.tnr�se-.w,es•ih-e, ti:ghno. tim�.Jy file-a dh'e.ct
Etp)':etii :(:}baH�t1gi:ng:anyli�tit�.nceJ!1iP6lli;l:d.'lh ·�&c,ess.o£ the 'Sta'Mo1ty
1'9.
lf:tlre UJ!Itt!d.':S'(iit�S: fn¢"s.a h6tloe df.ll;ppeal amt.:suci.ltnppeaLis a(ltl\or-i�ed -by the S;oJicitor G�n.<:
20:.
lfthe d�f�t.Idntit re,:ceiVeir a senteii�e. as d�.scvib�d: fri Parag�aph 14 .of.tllis a�r.e.eriJ,i;lUt,;this ple.a�;a�t·¢t}J:i1¢tit;.sba:ll s.cir·ve ,as:lhe defenilar!ts e:x:pl:ess directi:ve·to
rd�ten�� :li.otili���. to thn-eiy, fll¢ � !ffilntiC.e,.of'Non;-,i\ppeaJi·i,fol'lowing·.sentenc'illgi . :�lfffied.,,��·:the d�We.iraant.. VJOLAtr.I0;N':0.1J1J&Glt:EEMENT ·21.
The• Clefemlantunderstands that,. jf,jfbreadh�s-anypr.ey_i�iQn qfthis Pltifrt.
Agreement, the Unite·d:-states will he'fr�e:.ftpm ally·obljgaJipits i:mpo�.ed"by thi!i agr�ement, ·but·an provisions oNhe agreement :�emaln eJ'!fqrce��le �gainst the
·
defend!m:t. fn· tile ?exercise 0fits · disorefiQn, flrc(hlnlt.cd ·St&\� · \vill. be ft'�� tq prosecute the"defendnnt on MY clt!lr.ges �?£�1Iichit has kiJ.<:Wilec.lgll. hi Sltch <::Vel'it,
1.0
--
Case 1:11-cr-00368-KD-C Document 249 Filed 05/29/12 Page 11 of 12
the defthtdant· ag_uees udt-tO'!\SBett lillY.obJ�ctjpl'ls·"to pi'o.s'et.utioti-thilt he might have tfnder-lhecSjxtli:Amen
22.
'I1hadilltion:1 the defetr
seJitenc·ing OJ' prior· to serving hi� set1tence·afttw it
ls:imposed.
!l}NTinTY OF AGREEMEN'f ·2
3.
This do-cument is:- tlre.�:OJiiPlete�stilf�menHif.the agreement between the defenditilt
lmtttl1�:Vn!te&s;t�t�s ail.� ·may nP't be.-altered uitless�d:one :so in-wri�h�g a11d '$'rgh,ed
· · .
·.
'
.
.
..!
A;ss'ista.n"fOfl:ited
· ·,
• ,
. .
$ta�es Att6rney
lGNACIA ·S. MORENO ASSiSTANT ATTORNEY GENERAL ENVIRONMENT At'f.b NATUR:A-L R:E.S.OUR:CES· DIVISION UNITED STATES- DEPARTMENT OF JUSTICE
Date:
�. :zf.i Z ·
Wii'J.�C1f1100;�
·
()'e-.._ u_ �
'Ii!iill.Aftom�Y. :Jt:v�itwl!.fi:¢n�afCtJlhws1 s>�c.tl�m� u.rs:. neJmr!�lJ�l:!t jt,&tl!t�:
u
'7l'clA �
Case 1:11-cr-00368-KD-C Document 249 Filed 05/29/12 Page 12 of 12
:1 hnve.".constdted with lllY. e0Un��f·!1i1� ft(iiyllhO¢f!i!tl(rt�.·niJ ltiy iig)lts\'v.ith t:espeet·to•ihe
offetiae:i:hm�ge:d;;iirllieJrr�U9tn:wni P.l:l'tt(0�J�:It�ll:h1$t:m�.. t 1tliVi:fre:ad iWs;,P.le.aA�recmenland
cal'eftill§.'!lttwlewedl:e:��¢it¥';p,:�.rP..�'f;t!\wlf.fh'i)$t�tfQ.t�\W, t..i..Jrtd�i�U\rrh.thls:i\�i�elrie•tt�.ana··r Vlil.hintat:if.y::agree to It,
J;h-yl:e;by; �f!JY.iil�te· tb'itt1h¢ J?"�ct.(t:td R�s.mn:�� in�·6J(pomted herein;. is true
·'and accurate in every:l�e�niot,:l.r!)d th�tba-a,tli.¢ lrta:tt¢.t� l�liiJ¢.e.ed:ed'·t
Defendant 1 anHhe:.aitemey fot· the ·�lefimdmit. I have fi1Uy exi>lained tit� defe.�tdimt' s ·rights to the d�feiidantwith res}lect to th�;: offeil'SeS'·ch!:lf:$'(l:d hi.tlJ¢.1rrdiQtine!lt il'l tl1is·miittef. I have cm:efully
.
i;�viewed .ever;,v':pnrhiirthis)'?i(e& Jl\g�:e:¢f.tt�ln Wlth the. defeildant. Til iny kt�owte:d:ge,: the :dei'errdan�':s de:t?'�Si9tf'{q:�pt<;!(fi�fpl�lr1$. �:g):�¢.:ltt�i1t tiHI!'i· l.llfQil.J.¢ t'i
lha:ve
..entteftlf!�:r�:Vl�\Y�(f:f��:-l<�:Q.h(tilJ{�$�1111�� lnc:Q't.j)'Ql(&tettitet.:¢ti� W:ith the d:efenilant antfto·my
;km::nvledg�,f'lh.e 'tf�f.�JJd)mt�;i!':4e\iMP.n t'Q �fiP,'lti'ate,:to 'tl�e fnct'S.JS: arF'inform-e.df,rinfelltge:nJ·'an.d voluntary l:me.
Date;
.
�ft MICffABL,,(3. :Cf:iA.LO$ Aftd'tiriey f0i··D.efendarit
Case 1:11-cr-00368-KD-C Document 249-1 Filed 05/29/12 Page 1 of 19
AITACllMiDNTA En:Vii'Onmentnl Mitii�gell)ellt �S#Q#�oril)'!lhin�!l:.�lan
Uni'fed s'tatcs.-v.. Tnlrge(Sh1p-Manln!eine1ifPTE. LTD
•
.
Tlie follo\V.i1jg stlillQilrds nJld •·e.qi.lii·emeuts for an. Etv
J�: �iifiil'ii'atinm\li lla, sfute: ;antl': port. stater laW, be� 1Jiternal.'fpn!l'l �Ha' �f $.ljij
�W:�'P:_Ii�l.t�.a ft1!'(
.
.¢�m��nt.iP.!t' �1:!�--::tiW:
·
·
-�ij(g>
i'�ot': liri'in�.li
:!o: '1)le• l!l��rmitio.m'll
fina:ierrieltt.·(ISM) CO,ile; 'thii hi!�i'niition�l
tli!lJ'i�(llit.tMJqi��t�. 'P.t>'L) and:.au cafil'e Fedei!iil :and state,st}l6tte.s at)q:niglilations :·.:tt:. :·B�Xt�:.�IW::�M�t1y��'.S.lf.fetY.'.A9t·{P;W. . he;A.ct·to. P.reveni PolluHon·•froin -ships (APPS), . lnclu9iflg1,:b�t_till�� (ii . tbe Gle!(n ·war,� ;p; . . , ...1:\'),Al'il�nli� 'Gi!; (Q:Fi\), :@d wltli:tlle 1:equiroments: of'this ragrllement iiself. Thl;l. -�p!ii'�t�a \).y!Tiir�fi:t,and,listed ill' .Appendix- J,,_ and that may be .auditing r.equirements:-of.,tlrii!�EbP :�P.P.JY'lill added• to:Appemfix r p·er ihe;tcmu;,�f.
.
.
.'
O)'This:.EC'P shall eov�r'aJ�d �f>.p.iyto l!ll :QfTnr.g!l.t�p'!)rat_ions, h��::fU(Iing all s.ubsidiilr-iesl-'affiiiated btlsiiress ei1titles (owned wholly orpa'l'tiall;?' by 'ra.rget),·aild:�l't¢.iit!i li'i�olWdJn.tM OJ!bj:.(tioii:pf::seagoi. ng·vessels:on tli.e date of :sentencing.'ON'It:mt;r.;,tiine:.-durh'lg':liie1)etio- · · i'\'!P!\tion. Jt &lhif(
·
·
(�J .4P.P..!ij)!lix,J; Qf·tli�:l:P:V'll#s. IJ�.su]l!!ihif'slllps mnnnged.mrd/.tw:o:ptllllftcq byTil,rget:t)iil'� Tiitg�t.llijf.id�'n'tifl�d :tliiffiivJJl-4i.till)'i(y:cn!J.:·mf.OJ� U.!lit�(tState�,.(lm;ing'ihe. pJlJ�lo:if-ot Jn�o:bntl'oii. A;ppcridi�·i:ll��s nJI ve�iiJlls op!lt'ated · ·q.1�•!1Jl\l�g�,�:tiy TA�l;g�f: . iJ$:�f'tl•ll·t(ln:t�. oftli'ii, plell� Tb�'stnnd:.u•clS:41mltrequi•:cmeltls-:of this ECJ.i ·slr�tli 'l'ij)f)Jy 'to ·m�s�:�.ii_iP.�. U�te:(Flll '*.l?.ii�•l.tl!.�.:h.. :riiHiln'�•; sliiJ.ls �1ann�od o•�op�•;n.tc:il bf Tin�g�t.listed 1u Arm���-�����- t.llnt·n•·e u·ot ifls-!)dl�t.�.�l !ii'.f.\..P · :�Mi*) �� V.f't.,� !Jt!t� llf�liho/·pfth'c�l).l!ln:.wlll flie1'Sf!l�!�-�J:4.§::l'i)f
•
.(3) .Tl�e,�Qpj�{i.i'ot:O.ihl�nd.�tl (owetllitcl'.,tho.lsM: �atl�i.'�!\'fl.ll}'·ather·l\l;pi(��Pi�.:Jl:ll�i'i'i�iiQ.iial .l.�gnl·.req�iii'li!iieilt 9r-UJiit�d
S.t!iJi�� §.(a'l.\Il_�·,_aiJ�ifll&�iii.liJP!\,·The Burp.o.�e!.O.f:this,E{)P. is,fo.'RI1g1n�rttthe··re'g\1i;t;:�l'l}.'(j�tS'.(lf'�xii;li\l� Iaw:·�y ilicreaiiiM '\lg:1i1$Jrep:(ipils;;t�\i1�\Yil, .Mrd����dit�:o'f'f.ar.g�.t.operate.ffmnt!/or·manag-ed l/.essels�i)'ovf(lred uildei''thi� UCP� sli�t. . . i.lf!.es; ilii4•qP,ef��i,6.b:$··btY.olyiJ�gJiMv�.S�Is; :increase .-tralirlng- oY:ail'-o'f'Tirrget: eisD'!m<:'t( l)tvoived:,v.i\11 saltl·:vess��si tt�v.l$tiiititcif-/f.li'ibama;-the 'Bn:V:fromnentalGrimcs--Seotipn of.ilie'.lJn·itcd;:S'tntes·bepllltme�rof J\J�tice,·tJie.EnV.h'oli!i'i¢.ntili P.rot�clf
awd
P,
···
Case 1:11-cr-00368-KD-C Document 249-1 Filed 05/29/12 Page 2 of 19
t
fntet•natlonid,;.fiir�·���te,, a•r4:i1.'QJ't>$tlit� I�W!IIIi�::aU ·�JrPn!la�l¢::f.M�i'lil .and· �f�tli sH\.t\lteS. and .reguln i ons ,. and tlmt nn elte�tivecenV.ih:illJrtelilid lm!il'n�eJlf�ll.� sY,��e•:il)i�'ill .jS)ii:¢¢tq iJ�!iviji1tl.i!�9uJ'l:Q).f(l�:ilfvii:il<��i�>n$. ."U, C.O.U'P.Olt&fJ!i .t.OmLt�N�Elii'VIAN';\:G'.ER:
(!) Wiiilifi·�#l'Y·\M)<.ii\1:)!.it.9,f.e.,Q.ff1:'P.ft1iifVI!ikA�r��.\ll�Jitl :"Fa�g�l· llh�.lhlesi�)llite .a sen'iot· :cerv.·ora,fe �fficet' as' Colporate O(?nJP1ii1i),ue::�a!)' ;·:(ll�i'�jn�f.\�r "G.: . Wh(f�Mll •:�pO:�:.t dii:t��ily to:lhe;�res'itlent andlo-r..'Mana�h�g Director of Ta'i'gel. 'T: Jpv)�i)!!1�-e h�li)e ·t! . . ;:qpM· �9)Jf�J"Q)iite(J;s;f�t'4.8 . 'r:Jle'.CC.M·st�ould'lle;ll1e.sarn(}llldividunl as . . Targ�t's ti(ii;is�gitat�. p·ers(jlj;' tf!f tsM;<;�o#e1\l�l�§��i'��sol . Jge,ed .��)(jlV.; 'der:!'Jt/pil)g..!iil�� i)npleiiten.tiilg all· of the pro.cedures·.and<&Y,stems required hcrelh1 esf�bHsllli�g;tirtd lil'l!)i�!ii�titi(lg'fr�inJng .ptqgt�lnS.'f()j6�i�to..:lli� Ie a!)d' *e UJ))ifed
pehiilty or.v.�·rJq.o/,
SJli'te� A:lli:!li)!l\rts i�qub;ed tuiiledhisiEtW·-shall l>:e::review�il by iit(rCdM an�:�lg.,tecl tiJidei· the .•
:(2}; ' . ·
.$!iidl !lsiahlish·:IHli'QC.eilm:e,:nnd r.�pm:fil)g�systemr:tltnt•reqnifes:�nd eoA&l¢s nil o-fficers, pt'\i\Y:ljlelril>ets !!tid .�lld!ilhor�'S:ide,pers.onndi;Jnvolved in tbe'>mann:hw;;iurdl.o!!.ojJimttil5n 'ilfT!lt;get'!l �e!igqhrg vtllis�ls cpver!Jd ii'ii��r:;ttW EQ}l, ii)cl\•ml1g . and to ·co�p.tlr!lt!l'·flilly.witl1:th�, 'l� and.'t�e U l(i'tell S.tiltell:fn .dai'\YJi'lg ;euNheir,J:eviewll�g;,�uS1loreslt!e p�t'lio_iln�l. inY,!:!:1Ye·. p of::C,�I:�¢.t:S'e�&.�ing. .. N��� . . :\(e$�C.l�1�flJc;lu�iiJg�all.:perso.n s''\V.ol'kii� for."Tattg�t1::itS'is:uB· liftll.i����l Q:q�]p:-��$�e!);\A!r�� (9.\�Xt'e;tJ ·MronY.·:�I· !ji6ftiitlJr;��lT:iif:#� . t1'ilJi'O;!I.g�l1is:;of:1��l:let·:aS:efitter dir.eot·eniplor,e-es'ol' l.��4�n�t!#il!'i���m�MtQ'i§'i'i:r el1tity·"iak,ltjg.'lfny,· ·· · ru·.::re �;:,"".ftl.... . J�w ..l!Hl ;
t
.1�
�
ts s s
f
s
�� �
(3J 'T1le' CO.!Yf1shaU b��lltrilim;i!Zed �oi ncces-s;il1.:r�ctli:�k
i'M�r'ffi"'g ·�jl 'v:i;§��_t�..,���.e�t t.Q: Jh¢ EG:.P f.fil; llie . Q•ifu:P.l�fn_en't;illl req�tlreitnijj{s qf th¢ pWtllos� pf"eJIS.Ilting'J(!I d(.)inestil: ·llltff. internatiollill n1ar.itinre env.iromncntal laws ·an�l i'egtihitii)n�·· ·
CCM Responsibilities:
(a)
·l).ev�lop!u�i1t.McfMairtfenimo:e:ofJ.rffec.liYi)TraliilngP:ro�rml1&
-To the. exlcnt�not alrea�y completed, the. CCM wifl be resP.omimfe thr developing tniii1hrg;programs to, educate nnd t.r.a.ln Targ!lt . employees Q( ·their envi l:omnentfil .c
·
-il'!.i:ovicie 'envirelilnfilltnl ool.l��ita . . .nts 10l.d ¢oJttriii;ifol'$ :�f Ti!tget With c!@c\mieilfs and tralnlng to·nuike them nware:•of the.:Et::P, (&). A!•ditin&·nnii Con'l�iinnce·:Assessment
Case 1:11-cr-00368-KD-C Document 249-1 Filed 05/29/12 Page 3 of 19
-Ensure that t he IC cotrduc)s:th� nwiew and audits l'eqilire� by th¢ .�CP··and lh�! lhe requir�d reperts ·lire prep<�red.
�S.t!� ¢r.vis�. IJilntJil,l 6V�raH. t�vi¢'W� 9f 'tJi!l eityit,Ql1me.lltill .�Q)npiiati·ce !Ji·og•'aJtis t1nd "foc;used" l'e.views · env.irontnental ateiis to:,pt61l'i\?'t�.t�e·ial!o!1t}qii: ()f·'1b�At. p.t(l.�tices!1;
.ar
key.y
.(#} ;��.o:rtrrr� l:lE.liJ.9n:•CO.i.l.'i�lfl(n¢.e_,�¥;an�p.t�e.�s:nn.d�.�r�wfllil�niberS:·
ID
���:t: J�iH'!!l�mQ'�.sft; :tfJII� ·�ft!�TqY.t;�· 5.6. d!iSJ.re�}. ·is�nils ol'· notr� . tfii,t).i':illpM;,:oi'i:�\ti.!)JJ!:;)1?ft�s'tii@gq.\�1t.l!, c.nvil'li!.Mt�iitaJ. p'l'ote�'t1oii.. .
·7E�r� J.aii : . 'ot!mpltati'�e,�Y\Ih
c;,JVJAS:rmt:A:NP: �lliE�ll:NGlNEElt
'(I) The Nl'astet· of�e,aoh of Tt'ii'gt
reporls
under'llris ECP.
(�) The. Chief.Engine�:r-on;board all vesseksnbject 'tMiiis ·EcJi.:shidJ!p�t�fo�·i!ltlle fi>lfp\vi!lff4iitiil,B ·.hll:�ai'�Jng this E.CP.; -Tg
'iitepot't'la the CeM;aua;c�ropel'atlnvim·r�,tg,t�tjl�. !'e.�9l.X!i�·e.lp1h'O.'rii11�ilt&l C!t:�ni;:'e�t�� S\1.�.11. n.s· iilQJ>'�(atl\te Q'l\ i\!e'f.fecfiv'� polltltion':}l�evetinon:e.tJJiil'!filent alid:,domlifi"ent ah:�ff�rW· t9��o so ,j!�;-il:ilP"�r1liaf':i�,.av�ila.�!� f'Qr.l'�vie\v !!i\d ltltdit:ilJ 'all · U:mes• · ·
-�3Q)'-days.fcillowing::the .Districf;Court!.s firtal impo,siflon of·s�nite1}!)� ·jn, Utllted'.States."' 'Fa1'get · Tm!get:s1iall'nomlnate·lli'ree candidates tor.·tite 1� ti�af nreet-'the qualiflcntions.b:¢.1ow f�H:ortdi)'l.lt
Ei}Vji:!DniiJ.e.ntnl.Review� ·nnd'·!l Re,pett or.FiiJdiJ1gs.fonlll ·ofT-ar�ei:operations·as ·�efiited:below: the-tlllitep
itn
St'atils\vill nolify·'fa�get'1.ii \VMI·iM·:o'fwlliclllCls·ncc!lptahle H'.none:of�h'e prop.osed. oandidates m:e al:oeptlible•·to the •.
1:'1nited Stiit'¢�•. '.f�tg�l')\vill.,&ti.IM.i�ji,�ddiUottaNmtldidil.te. 'rbis .process,:Jlinll:contlnuo unfil a cnnd idate acceptable :to th¢"V.i\ll�� Sl\1(§ i� id�_Jjtiij!fd. . · . �v �tJ:.e: "":llx ,'l! �<>oJrtlie 10.: ,,lll!IQ. ·(2�•t-::i .:�· · 1\!.1.litisf1 ..m . � S!.iiall,fl .... . .. a . ,,gf'm� IG iijaYs:\5;v.··mptit�l �gt:e�lri�nl, b;e
.
•
.
"•
(�)The TC ·Q\pst.:I!Q.� dit¢�tly oWJi· .imf'Stock!litl'al�ef,'nny·of its stib.si'aiiu:ies;.·affiliated'lmslness e11fitie5' (o.\vned wholly .i.(!).(ci$¢ iJl,a\ldifing.·a.·p.ubliCly·hela t:or�llr:atjO.ll, lf''Jl�Jg�f.'li'li's �l1)"ofher1!6hti'/::i�I\Ui'l:felritl�n�(iip "1.tn til� ra; .�Qtl.t Target:'@il.!i. . (4} Iftlie Unifijd Sta��s det�tn1it\es�th�t'l.lre lm;po�ed IC Clocs not re!\$9it!l61y i1teet �iie qmilificatid.ns Sill fot;th in tbe preli.ious .par-agr.aphs, ·0rtliat past· pi· e;
Case 1:11-cr-00368-KD-C Document 249-1 Filed 05/29/12 Page 4 of 19
.
.dlimppro.ved.nitd.llimtlier t€: shMf�e:P.t9l19$�d.'W"fi!tge(�Y,)�UJn 11ih:W. ($;O).di\ys· ofTnrgetrccei'pt :ofthe unlred stares' dUmpproval. Tar� er·wilbilteil·SUJ1pl)v�.n �&tlitio)ud•c9i'i�\p�t�. Tli}\;:.pro.t'fes� �ha.lttiontinu�.until a: .can di tlate · ·· · ftcqeJitabl c to the:t1nited:Siatt:ll ·is,ide•ltified,
(S) O.ill'ing{the·firo'lt yem·�Gf pz:dbnfioni, tire It: sh!ill beil;ffli!Ql·ll!�'.]\1\U�l EilY.Ir.61)'!li�ht(ll :�evie\1/, of:Ti!rg�t.·l!P.er:atlons. (:Y.eS'sel · ·IJ1g:Vesstilitwhite tlit'l :V�$$elfi!al:�: li�d�rwa:y.':�i:\4·t� 1ho e�t�nl pJ!a¢tionf:operilliil�gon ·�nd .sllotesJdc}nnd:t ·
·
�;·or less) tluit·al•e.JI�te"d.-lit. kp:p e1.1�1>t l. ·fis·of.th&· ci*e· oflhistagi·e�mc;t\t. oi"41fe·�dded VWM�s:ofslioif;� · · · . andilie'Ji::;': sha1Lc.oordlnate::fi)'�.>W1�ei',iy!\Y:hi.spe�tibii,���� .«P.I!:C!ti1'iJ.todaJc,:lis lo AP.Petldix 1 petP;i!t;agi'afl!i.A(2');. tlmch a�;praJ;!f{iia�l�.; th� y�ss�l�; 9nerh.· ns,and sch edule; 'fhe;JniH�H�nY.ii·mhne'ii!Jd �e:vi�w �l�all'b:� p·erf.orn1e:dlo '!lscei·tail:l tina e,v!{lti.(lfe V,a)i6li's a�pec.ts.;ofTil�get. ve.sse.ls: :the'ir systems,,equijlment.an
(6) The.Iniiiai.E'nv.ironmctillil Review mi!Y,be considF.re:d as• a �!�tect.lon.·Jt wll l :.�s,,ptop:Cd,y�:e·!? .iMd �.t],liipm'cllt c()ptlllions ·�)(¢'�e:�riH¥P.i.ctli;�MS :aitdit: in,:scope and:·wllH:le used·to.deter111h · .. . . JJiJ!·�)1t��(�iJrlh§,.lio.r.o.u�i�e ·!tr��P,etiflon1i,tti\I�;da.s: . ·o·. :�9:tJ�o:(Fle, 9r'f!��"#!ir�."f�e v�ll\iUs; oTthe . 9.!Ji))'�nt!!l..F.i\1Yl�w wJU 1\.e:t•s.ed.;totsbap.e.'anil re.vls"''tli�,EitVIt�()n·ntema .. . �eiit�S'$\�IP. .�·�t�tb!i�llecJ
itt.) 'the,Tiii0�1:'!1.t*-J�Q.I.1fit�iil�t;��Ql�\¥�lll'iV�Xii¥PHM CQli.O.Wii'\& sp:e.ciUt::req.tfii·ementS: . �a);1t:Shallassess a'lhv: · .!!J.s. il'�.V:�!QP��:.·fi�\T�tii·d··i\i.fqirt�'tlJr�·'.EqP.:: 1hl�:Wi!l'(ilioluile obsei'Vafion:anu�documelltat.iotl descdblqg die fe.!IK.ages.appnren( on eacltsY,$;tEii!J.'·!�!Wll�\i .e9.1\(t'ibHt�Ji:l bJ1gtl'Jondiifg;,The: a'nt!Jhv.ilh!etermlne the sti\tlis llntl,quanllr�·tenk'llges stemming'fraln: ·
·
(i) ali·P.ump :imd-V�JV.e ·s�als and,:glands dilrlilg C\Ueration� (ii�' allP.lP.in!rsys1ein.�, fli\ltge�. gaskets� fittings.11nd Jolitts,. (iii) ·alf:�1J�ifM1�tif ���hli�Hiri.lh ii�JJ111hl Blld:au�ttliary'el�gJn:es, aml'tetluotion gears, · �lv.J op�rad!lll ¢f.�IJg!(leg,;b,o) ler�,;iJ1'0.inet'fi.il1ri!i·Rn.d eY.a,Yof.ator�;.· and . · (y); all ·�jhe('if!�'bl�a:i!iclal :@.p,p'tl!l¢11is.fuli•i9;ii�ii!\N!T4frgebvessels..cpve,:ed· under-fhis·.ECP.:. ·
·(�). :Jt:sllall\assess:tlie ntl�quac:y arid 11¢\'f.lfit'mli)lC,e ¢;fdie;OIIy·Water·;S'eparalol' (OWS.) and 'iiwinerllfcir, :sew:age ·Sy,slen,1;and any.ot�eJ: p()l ll'itlon ·pteyEQM·oi':6th!)'t'·$ltoreside personn13l. ·
•.
p
:C�);U�b'i\1 1;�����$ t'lg.!-'ituves�¢l�'crew:,mr
•.
���tQ)�J.�!Jii\S::�r9::.r!iliJ��j¢Q,;irh\·1.»'91h;pf:an&e.imotlve;manner;
tcJ)>i�·�haii :�:�����. tll�·.a;q�g�i���!ci'f1b�:)1�IJ\iy ��hib�dii#�� .Ctll'lllnf;praiHce:;�a!Ja e�}\lipnrent; im�Jt!�Jn,g stor�gii . •.
C(!}rlthiiitibS iJ:iea::U;1'tt:11)ilMCi�!�ip.IJ\}a[·�.:s<;iJi�Wii�ljj:� .glS,rtt\tat#iJ, ill :lill;al'eas.'llf1hll vessel and•tlie.effecHY.eliesS' oF
g�J'bi!ge; llliinil$1l'ie.lt'(�:�i.Y�;;
(e). It shall assess 1lie: m:feqnaqy,o'f'tlie pdli�X; j)i'fi�e·Ciures, .¢\u:tenJ.pf.i\��ice§.·lirtd ei(tii�lilent.as.sociafed·wi th ·cat·go 4
Case 1:11-cr-00368-KD-C Document 249-1 Filed 05/29/12 Page 5 of 19
(bJt' ���"'1,1;;\l's.�esrt
dl@'oiie>xlf'!i:·slrip'b .
iiiiy.'gf·
W�$\i'i···
"�$:��-�\� l?'i·�Xvt1fiifl\�:e.r�·'f�F9·,�
gi,):e�ti!li�g_aib.�g�:in&�l)liJ'�i'&r,�ii!\a�·i!l14: ��rg_(!•�ehllr4t#l:was.t�s.
��) it shall assess.:tlie�adeq�tilcy..�f;e��oh·vi:issel'�;'re�pousibib ¢'r�WJti.�ili�.et�·tq!�ii��.Jl't.lt�t:ti1� f9,�iq,V.iitg rl;\l,Q):ds and shaJ(;ihC.lude.\IMlOnll"l¢te:COll)J?ai'RfiVe;anaJysiS ·:�'!!.Ii,!!\ilfst�eadl•.l:lth'i;J•Wher�;poSsioi�) .Q:f'tl\�.'fo((o\'V,iilg;f13.C�l'(js;
(i)
(JI)
(i!i) (i¥)
(v)
(v�
£,vii)
,;.
�:VII! )' )<
(b�)
·(�� ·
��I)
(Xii).
(NiH). (x'i\'J
(xv)
(xvi)
· (xvH)
Qil Reiiota�·ook•,.
Biigu,� r:ol'i' rn.Al�rih $,
Tii!IKs\:i'ill)qli��· lqg§{i.fV-i!�sel.)l9Ub·�qiJip)ii:.d;,lll�•• ;it mt!�t.fstiut Jilaintainlhg such a tog),. · P.ersoiial ,v,ofk r�potdll· aiitUist�, · · �eyC:O:r� ; . Vendor$ei·v'Jte )ilc'O�d:S·
··
M�lll��i\'ini�� # ' Bi�e"�V�Sf�.arld siiid��·rec¢,1p� D.eck;Lbg,
.Gm·bl!ge'R.ecord;Bo·ok . 'Wils.te,\(af.er:Disclim'gp1 logi OiHo·'Sel! Eqllipment::ftiteifacellogs, .Hitz.ardt!its washtmnnifests, Soli�;'\V:Mti> discli�rge �ceipts, Oontei)t'I.Yl9itlfP.l; (OWS'}:calitll'atioil logs, T:i'!!l.i�illg .Jtispe�fi.!)n b¢�\11)1'\mts,. �hd SMS or·SQ;i;A;�··�'i t.4oouut.ent�
·r�9ortl.�
•.
·
1t.�lr�11ti!i:nP.4if§9Mt !rum.�.
· �t'ilM�@.iJgiiJ�·9Mnii�ilJ&, . ;Oilef.�fi�:�P,g'i�eitl1ei'1iiiia!�
talleY,gl'eMes;; 'Pyro'teclm·it&"t MeUical supplies; €ontnniinatl"s;fuels1 Used:cm and·grc(lses-, I!i¢.itletl!tor· ash. Tr�hsfofil'iei� oils, Ctif\fai)Jlll�f�4:.reftiMti\iifs, il)td H!t'z'd�d�\Js:itujtctlals.
•.
(i) It shi\ll·li!is�s iiil�:;evalu�te,do�Jumeiltatlon coh,.a,i!ting tM qertifio�ti9ns that eacl! ves.se!�s Qffi:e!'lrs \mdl"r.s.tand th!l requil'en�ents·.o:f:ihis EDP and sh-all reqilil'c ·signed,statemeJ:JtS !>y all ves.sel office.rsj servil)g Qn vessels' cQv'erea mJder this ECP, altesting that they understand thJ'se enMes:itl tire Oil Recot� Book fol' lliiiCllinery sp!)ce-oj>er11tions is a violation ·or law; (i) rt shall:assess·.the:poliey,,:pr<>eedureSj and ·current ·pra·ctit:es associated With jh:e M!!�ter a·n�lCI)iefE!lgjiH:er's
Case 1:11-cr-00368-KD-C Document 249-1 Filed 05/29/12 Page 6 of 19
cap!!bility fo.¢ommunicate·wiflrshoresiile persoiuiel, hlcludlJJg t!1e{.!Civl:l)nd d��lgtiat:e'd pei's
(k) it shall·asse.ss the-frequency and·adequaqy ·0f, ·thl'ongh hn-el'Vie\\ls 'of creWI.neillbei's; ship�oard pollution prevention and·.enV.Iremnen.tiil protection·me.etings.and:training.
(1).lf·.slmll assess the, policyi pl'Ocedures, alld:current·,P.raetices·used· on vessels�nd ashore· to track crewmembet' .en:vl.ronmental· lrllhi'ing; as well:as the avatlability :o.f:and'. access:1o,tralning .l'es:ources.
(m). lt.S.haU ·11$Sesll:.the;ad�.q!taC�'ofe�istin&,mcthods .for.=en]pleyee!l'.to:l:ep.ot•t :environmentar conctwns=anci evaluate
�h ¢.�;J.�)�IIl'lil io/=#tBi.i:,t'e'P.!ltttJig ii1�1J;v.taJuil·tQ •:email� ao;nnyme.\ts,-;and;J:eY:!{nv-processes oflinndliJJg; environmenfal · · · .ll'Q'.Iii�Jair)i$. .fl�
.(f.!li'R§.Ii�WiJi�!is�;iliWiii�·lf��),i?ri:ic�4\\n��.a.od .C.lll�:eJ.it.'PlRc'ti��s:fo.:�mstll::.�i·�w,ttM\Ii:�iWr�fq{)oJv-Tili:g�V!'�qi.'i�f�t!i�lils;r��i\fd!llli;Ji:C>Uuffothpf.�Y:�lit.i�n;at\iEen;V,h:onme•itakpro:teciion.
(Q).l.t �.llJ!I�li�$���:tr · liJtikiilg:,ptqg\1ill);�ll.i'
· qy,;ti,t�P'ce:�l'iir�s; a.il:4�c.Uri:�ii�,p•iae.l icq&.tlsedJP3lnan.n�!'l tlie.exi�tlng:,seaUrac'kin� and··valve· rtrlt}le S'(Q't'��e>of�����' �i:i,d:prei,@lihg. ib.e usi;l; Q.f.qllrlicate sepls�
.
. 1.\Yirp.9l!ey��rll:¢e;d\h:e�� �Ql)e-i\tlt�::f.olf.f,�li!i.Y.i:rhlg refrigeratjt�, aniJ · · m:tinlilt1!itl�e of. a: leak iog, (Pl. I� sli'qJl
·
·
(tMt si.IMI.�$$:�s1:lhe p�ficy.,,�p);q���.tt¢s� §i.u·r�nt ,P.l'actilics, n.tl.d. �qltipmenl relafe4 tQ'.'Oii'Trapsfer Ph1oed\u·es,.
i�c�!l.�iilg s1�p�· ili�¢1i.!)t:ge$i···c�J!
(i\) lt.l)Jiall li��il!i'S lh�,p,olicy,,pi:Oceiltli�es, c1ii:timt pra�fiee�,.and' equipment.:.us.e.dJo:Jmndle emer�encyoreleases. or l)a��trdoti�, fM�.s Ql' t>�Hul'ilnts on dec)<:•or "�Hhiil ln.ilcliinef.y. spaces of :Vess�la, :inchtding .n review·of the Shipboard f piirS'bnnel. perfl:h:min� sud.h di)ties.
(s)·'It:$1\nll' ass!}st:dl.it:l policy,·pro!ledure�, and :current practices a·ssociated with bnllast watel' management and in:\!il$hte �peci�s.{e.i]!tiremehts,
(t) •t slnlll lncluoe a;sm-v<(r·of:nH He:et etigolneerS).:for ,wssel�.uov.e�d lllr�et' tf1is;E�.P,·f
ril'itke ·tli.el>.WS:i . .O:E!M1.asseciate'CI;systents ll'nd·,viaste';lnanng¢ui.et16p·,foli()sses:tamp:er.P.l·oof· alitf'forliTetlli;!d·s ott · . . . vas:te;aC:CJUJUilanons \V,hllin·;mncftiiteio/;!!PllQ6�i Pai;tiojpatisno:siridl'll:e:tnnttdafoi;Y. foi· ail ·r�duti)ilg; · 'equ�;J.st�lbel.upihit:ms of.tlie:·vesslltS.' e.·�·gihe!).l'f iiltek1he-ir.,;,abflhy to.:.adequatoly . -non�t'e.ll!llatl'on tilr. qp.en1and ii(i'· �.on1RQil�iJ'(s;·T1t!}'·S.tJrV.e.Y;·lv.flleJ ,iJ:iJ!li.lt"!ll.1t · ,l);q)')�� .. t'�iil:i:Joririp#iP-ll�(tt';CiJ.:¢1\hfstiJrt�:;rli.!l;t�spmisJ;J&:wil{'be;maintidned�iiJ ·original . · fPt!'ti�ti�ii{f;iJ .Jii tQ·Jf:(rHOi 1;il�':qfi$.!tlnfi§.iffYe.)'.'r!l�P.6iJ1i¢�:�)l�'II·Q� bl9!l!ded. it� tliti''Rt\JlQI:t of:Fin�clings> ·
.
(8) At 'the=c..omuuslon· of:the lnitiiiUiinljF.emmmtal Re:lilelv,; btit:'fn ne. ev:ent: Iaten· flian:Mel\Y�. {1 i)·.monihs·foiiowing,llie .!Jpp;C!inJitt�nt� t!at�··Qf ·tb.il-.11:'!,. t.lte lC: slullkpreparlil :a Repmt·o'fi:.Fi'ndiqg�i :lflbe,:ie �bi::11eves,:tliat aiidinotml ihne is i�'�ed\lq.to a'i}atyzti o:v'\'iill:ib.li!' jj{fi)fittii!i9i'!. !ir-'-·f!fgoiJ.iei:..additionill.:infol'Ojati'on, ·ot: ti:r:con�}llete'tlte R�porl ofFlilalng�,
'f.!1@itth!JY·i;eq�il�t.:�!.i�t·JJ.nl'.qpy�J.nltilliJCg!•�Jir�.:ni.il. fG.:�iii\h;-iiBlliti1\liril �itn�, 11!!: r�:q�Jirea, .,Y.hi:Oh-·l'\lque.st�sh!itl not'b.e unt·�asop�.�bi�. ,denj�:t\, If. M'���.��r,y,;: 'the· gll,yei'J}il�\i)'lt. {liil'y J�r.i'u.lf -*ltlifrQJtiil l.iitie. M iliil'ly· (3Q)' ai\y i.llCI'ements.for (ii}lttpl�iioii of *e tt.wort !)'(-F.!n4l!rg�. ':flr� �f:P.Cirt of. Fiii'd}ngN!fall �e·.pro:vitl�d· t'Q ·r.arg\lt. �net !he lJnlte.d. Stiite11. BaS'e'd ·on the< .fte'P,ott. �W Fif(?i.•lg��\ ;rarg
.
6
Case 1:11-cr-00368-KD-C Document 249-1 Filed 05/29/12 Page 7 of 19
-a'b.o.ve C"i:fietilt: itl:lf.h-rg;ihe :sc;::Q.'"Ifd�!'fEii':..�fr\l>!.:�t.�if.('(l!� :Uf'i'il'rl�f. til �i!£¢!'(.�j)'j: (F:T!'!�gWrtilS. .C.0.ilthm�d. f9'·-iinplemeJit·J he ::El\lis· :system :an'lt"\�Iiethet. ifite. veM�is [i\'IJ:l� ;11� :a.eymi111lih1i'!l" \vf�Jt :�(iYJti;1))fj1eyi\t\i.l i·Jigff!J'eiilerits; i�iWe ·6 ReRort of :Findit��s�fodhe;Se:o.on:d �em�·dfaudifs,
&. �NVJR:Q>'NMIDJfRq:'A:'J>::��cyli)�EN.!J' S¥St.EM ��t.Vit!iiJ!j'l¢1)1�1'· (1� The:cc:M ·shall. be respotlsibie fbr. e�!ll�iiS.i) tite ·EMS .S1Jatl be:baset1 u})cm:.tirefiSb. 140:01 ! -04 :�t�fi�iW4�/l'h�i'Jf· ·
.
.
· enj�'rtt SY'illcin '(E,MS) 'Fo··th(rexf�ut possible,
. �baii .liieiliide tb¢ f�fJ!.lWbJ.� C.o.re.:reqtiih:m�nfs: • .
(:2) Emilromlli'll1ial Poliiily:: The :EIV!S ·shoultl be bns.e.d upon ·a documented ill'id cl�m:Iy 'c�!�ll!unlt:l.lf�� p·pjic;y, >t"JiW p.(,fiiey-.Sh\'mld .s:et out th� 'TifrgeJ. coimilifment tow:�:�rds a cleaner·marihf.'l· cnvironment lbshau·lit·iirelt)cle!pi'6Visi�n,fQr qon1p.liance \V.Ith·ewh�omrrental requirementa;' (r). o·qmmltineitt to:.-qo'iitin!JQus improvement fn,env.ironmental;pm:fommnoe,inclndfiig•thbse m;¢as J'equ.ite.cl by' (ji}· • .
this:EeP;,
(iii)
ctilllili�tn'lent te pollution preventibil that emph11sizes source reduction, to include- :fundiflg and human 1'6$b(if�es nect}ssaty to etfetit!Vely maint!fiil mid repah' the systems, equipment and comp:one!lts found 'in mll'ch'lnllt'Y spac�s of'v�l;sel�; ai:lll1fl'll!n'ieilt to:�ciiJtill!IOils redlli\tiP.rt O'fenvh·onmcilt�l r.i�ks; &nd . . .commitment to:sbathtg infct•matiolrwith · extei'nal stakehpld�i's on envh:�ninerit&l per.formance. ·
(iV) (v)·
(S):Comlini.nlcll(i6J1 of.En:Vi.J'Qmnental Requirements:.
:and other·vendors) · pp;ef�(
�
-t�r�t:tiJ!IY. �lj;q�_sj;\'t�
.•
(4� 0J?Jeefives..:lllld !a�,gets; . (a}':Flie :ENJ'S. .s!Hlll_��tilb1i�h specific<'Ql!je.c.tives·.-and>tin:l?ie'fs·fotr·
el) .(ii)
achleving:alrd rtlaintaini'M �o'"rnpHMce'\V.itli all .tfl'ariii:¢ envii'Qtillll'lllfal p.totectiqJi.reguirem.ents and the
· req11kements· of.·ihis ·EtiP; env.imnmeJ)taT pe-t·fimnance�demensttatiitl} co.nti!mous·i!!)'pr.ov�ni¢1it:iM'¢�ul�t�c,l. and !10ll•re��1ated·:l!rea�; ·
pollit.tion· prevendon·lhatei!IJ�)Ulsizes seili'ti�:reduction ..wi\h l'espentto lijacih!"'etY.�Pll.C:� w�st� illf.¢1\i.!l� ai}d
effe¢fjye, ma·nngetiieu't of.cal;gp t:elate.d wastes;-ffnd·
.
sha:�ih� infor.111'nUoiJ \Viili- e"t�rn!il :stakelioldei:s:.-on etwir.onmental p"crformantte ag�irtst all EMS. objectives
lind tni·gets.
(b) The: EMS: shall est�olish !Jpp,rop,i'iat¢ �time fr&tJJe� .f!l .meet ·theJ;e .obJec.(iYe$ alld' ·tiu;gets. These must . be documented .ami .,,pdate:d· as envh·o•imenWI re�uit:em.ent&· ch!!J)g!). ·or us . liicidi.fici'\tiomi ntic.t�'' Jh nQtj;vities .Hnd struGturcs. \v.ifh-in :organizations· in· a. lilaml'er that affects· •e(iviro�Jll'l.eJ.ilnl pe�fo1'1riillic!l t!r li$ a result qf re.comm!!o.daitous ·made:by'tlr�dc.·or oti1er .Auditor.· ·
·
(5� 8tt!•lillir.�,J.W�imt1'!>i\i#l.�S? Md: Re$.9,\il'c�&�
�
't!'lrget:�Y.ill..ens.m:eil'uit-Jt ls. q!iil!Petbv.ith s�;ifflcieiJ:t p�t�\':!.il'!l.�! �-p!i i:i.i!i�r;re�J$Xil''!1��itP. !11�et.Ji�ol;ije.j:\Ji.ves.;liJ\d t!\tge.ts, TM : oliie:v.!)vg tW?·� Etv.fS:!\v.ilt:desoiJb:e. hl,d.et�lf:.tlie:pro.cedures'·anii.•step�>·fCII"� ia"t;ll);g¢.l�i.1(i
7
Case 1:11-cr-00368-KD-C Document 249-1 Filed 05/29/12 Page 8 of 19
. requ itemenls of tliaf EMS1, litid ;other matiine ·e11:Voii·onm,eiJtal :pr(:it�ction . j·e:quirlln\elJ\��; The EMS will al�o establish pre.ce.di.lres for t-eaeiving- ·and · addi·essil\g concerns raised· "by Targ¢t errijileyees an"d others regarding · environmental pet'fom1am:e and. .comp-lhince. (6):0Jl"erational-b!onttoh
The EMS wiU idetitify .and, provide for .fhe.·�liilllling;.mttl til!ltiiig J�cfii�;ving the- ECl7 :o:bJ,ectives and tlir1lets. Fi:la· :exiim�l�1• ve�eL �d�'ck ..qQp�rnnent and e�g:in¢- rootit. lllll¢hjti�ry In· ·adliievittg��n:d 'lii!iint�inlt�g coJJ'iP.li!l.n.ce· 11titl enh11ncing spl!Qe,; m&hifenimce. �nil repnlr, wJU be -'all: Jmpal'tlllltl asP,ect� . ... . e. nv. .i t"'· · ·r·r.\ ·e•ir. lll.l·m· .. .;, ,.n II :JL • �9·w·· Till nti'e:
·
,
.
.
-
.
_
·(�)j:€m�r��\:i'v.!!!\f!J�)>)�t�rt���-A'9t!oi.'i ·an�!J:iJ\fQ!l��i.t¢.Y.ml'9:q��qr.�l!i:. ·(�);"
:r1!J'g!;l
�v.ill esiablish:arrlhnnf(hia'iil :do:oumerite((P,tl:li}il"ditl'�s:fiw}lreventil1g;.�btel:li\l!i\ "ffi.a:�ing:cpt•.ccc:ti¥e·a�non?:and:r.epm:ting �britliJntoroatiy:an-d�extermil!y)'all)r ticct't"t i'enc� �h�tMiy-�ff�cf�li�:Q.�ot�nJzqtJ�\Ii�;f\QiJity·to:�chi�:v.e:ltbe.-:E:G:P"•O.�j,eciivcs!and· ta�g�ts., ·
:iff ·
lhri>.
·;:�t.M
·
(b) Such 11Jeils�Weil :th�i:$t,i\i;ldre$� fi\����li.W�itat.tt.ii}Y'!l'ttV,� lltl':¢ffe.cl Ql) co.ilipli'imce wit1HJ.ll¥h:omnental·requlrements as; . weif a"S'�n etiVh't>itl.lJ!ii:i�l.p¢t'((if!tl'lll�'c!{ii)":regliJ nled �i)·(j'.)l�UH(!gi!hH�it··ll"t�il�•. liipl!tdiii_g;;requlremen'ts ,ofll:lis.ECP,,or . · · othei� J\1tirille:�nvJroilfll"¢tUiil' P,rof¢ctlpn .fe,q ilh��·rri,erits':Elt!fl'i\�l�� (>.(:�\tel) �ittJ(ItiQtis;iiipl�i4e liY.cinet'aior. or•.oily walet• separato�:;�na�r,unctlons,_o:ver.tlows otfo�l:r;>t· ��op �ilnks, ()VlSI�tiW _OJ'tnnk$:wldiin ml\i:lfih�ry �P.ai::e's, ft)�J 11U, lub� -
·
oi), .saltwntet!"linefailnre�;;ap:erator-et:rors all�l·.otbe.(:��¢1�imtaj ·�el�6$:e,� . .
(�) . .tl.te.:EMS.;,mus�:nlso :e.stablisb docun�ented; procetlures �bl' mi�g:ati11;g 1\"t�Y, ll�V.��r�(l. .ll.n.P·act�·,l)it tli·e.·e)itlirqi�UX�t)."rlh!1f m�pi'b:e.a.ssP:glrife�hvUb•ac��id£mts O"t•·etnel•goncy.'Situa�ions: Jf,ili�teltV.il·�nnlert:iat viol«t.filil o_l' :ii�"P{�ii�! -r�s\dt�rd ft�.toblt1i'lit . r�9.l1P'i.ilg, io; t\1:� :(ii.M:e.•. ·'flte ,EM:S shc.!\il!l ·also-, tp the· extent -possible;. provide for ilre testing and e..vn-luation· of etJl:ei:g¢h.q;y_p.r¢.#.�1lit!is:.. (8).
Tt'lfiirlng\ Awat'elles's and 0dilljjetelil;1e:
T]Je EMS ti11!�t" e�fiili:Ush ptd\letli1re� -to ·ensure� that all ·personnel (including ·vendors, technician�; and· other ngn cr.e.\Vinemb!lt·�) ·w�os�-jpQ.,1:ellponsil.)flili!lS iltffi!ct;the. ability to.acliiev.e th:e:-:ECP·-objectiv.es antf:tru'get-s-1. have. oeelt'ti'aiiled !In& _;ar�-aapi\b:le .of wu'liyh�g::t;\ut, thes��rti�P.�!��i.l:iilitie$, 1i"! pildicular, !he Wa.hlif1�,sh?tlld li�ghlight means-:to ,et1liance the !!Pili� .o.f l?.�Plt . P.!l�9,NI�t .fli!J.Pq,� vi.it.!j '�1.1VJr9filti!!t1:la:l- �llq�drem!lnl<&. &n
.
.
(9). :QJ.:ganiz.a.ti0n.afJ1.e.c.isHm�mal.d�� mxd::P.Iiunrllj�, ing; in �����--� _s:)fi:l!&� .���l:Yilt�ii\�w·tb.��� �J�()(e.!n���lli. J1.e·j�,�g"ffit�dJi'ilfi!tM'!Uil.�eito:ver.aRdeci$iPtHmaKing:ano.pfnnn :�; tl.
{lO)::Db.¢.uineiJt;:0.Qll.trpl::
1'h¢iEMS:.j,�(J.�t'i����-�lJs� pi��· tnvg¢il'l i'llitt'cslillilftJ::qiso·.:el"is
· �9: el'is)l��:m!'lfilJ�i1�!1i:le -9fll.\pprqptlli.f� (J.�oumimt\llieiJ re.lating: to ·Its,objectl¥ett and lllft�ose' 1·ecq1:�� ,�Ill j)e ���qt!!\l� fqt;·;!ll,li�i$.!)!!�h�. eValuatioO" aoil improvem�nt ofthe
open�tfm1 6t:flie tllif S , · AddlHbnallyj'aU reqbtds WiiH>'�'!Iltliil�iihWd 1\M'in�il,e pv�lla�Je t?nlie IC, �utiliiorS" and pol't.!lltd flag-state;; persa-mrel:.
(( L} Cqt1ti.l}tlo!lS:Evahuitlri)l�Jtd linpi;OV¢.lnel)t:
(a) The .:Et\tls inusfincl(tde meih"'�ls to:p�do.f;11t pe_l'io�ic,-�_oa·uh}�ti.t�d-�di1U o.i>Je¢"ti,��·:itrt!irmil.�!i�itillg l;lf'the organization's pe1:f . ormance flltachleving;thll"s e ·objectLye�-lfl1d'-t:arg¢.1�1-.;�!)q o)J. hp\v Weft · the,· EGP.-nssis_t� the organlzaiion ln achievlng..tlrose 0bjecfi.ves aiu:i"ti'il'gets� 'tliinr�qti.il�e.l)eiit-fs i•J«eJ'lilllIIlcnl' and components, an.d tiie �h!iity 'lmd 8
Case 1:11-cr-00368-KD-C Document 249-1 Filed 05/29/12 Page 9 of 19
.P.r
. -�� tllifEt!P'.
.(b) · rhr; EMS w:iii.JdmiJif.y �11 Qrigohig pt.0cess foras.sess.ing,wlilliHf'\!e&sel is ·to: betaken· out of.service for an
eiiYii'
(q)
·
!'Uitic:S• T!te::<;!i�rt.s ;s!i�ll idsq �;p,eo!zy respons)biJities:efFort Cijji'tains-;,l�ort Englnllers, iili� Et!&ineeri\itr$}!}:?:�r.l nt�nd'elits tp,repm�t .itiforJrf�tlo_l) t'tl)�ted.to ewv.iromnentab:cileases;Or ina:de-quaie'periormanca;;ol''enV.ii'O'J1il'illtit�t:polli.Jrli'i'iJ"P.Y<>Icctio'i.l .eq\lipiitefit; .cll�\lalfjes eausjngfiltt!lr.ll af 'S(�ills�:llXCessi\�e·waste: developltlellt :and lellkllig equipltlent With oil4tO�sea:intetface's,
(d)· The.'EfvJ:S'will :pramote,nmHetalintory practices .and ensure -that elltptoy4'es al·e no'! pun'l'�lie� or QtherWiae s\l.ff�r n e�!lliNe .consequen ces:ror repoiting violat ion s ohrrViromnentanaws, re:gul\ltlons, oqroli¢ies.
(e)
The EMS wfll .describe potential.con·s�quemres fur departure fr�m:l!J;ecifi�d Qp�r.a.thjg polic.i!;l'll and prQce�tJr.C.�,
including possible terrnimitlon of'emJ,Ioyment;, as well a!l'9Fitl1irta:Jicivil/.a(lin'itl!,�tl'litive J)!;lntil�es as:a restllt·pf llPilC.Oillpli!lllC:e..
�
(t.): tJte:EN(S.�V.Uiii�tlike:.erryp1q�e1.obl���H.l)l'l\!� '>fif).t·:�OY.I1;9Jit.l��!i�ij P.!)!fd.t���(!J)�.B�t\ �tt�:;9.tl!�f�!'llr1h¢ �1Niivot)llj nt!i1 protec.Htilt1reqltite.mentsHalP.!lSiti11e.'factorrmla;.'fuilitrellof1t� i!�:nlitiV�Jtt9�.ctf� !i� :all:.ev�ltt�tlPQs.t)lf�li�l:akctf for lh.l:l'p:er(ormnnc.e�:af,inil lis · �inpfqy,:e.es:, (�l· 'th��EMS wllBnc.lnd� p�1i�;:ies-;i!gjtll'lst:llfi.Yiilt'!f�f\UV.�i:�;ir;!f.qil1i�)1i'Mmitt� ��.ti4'tlr(Jiilriil'fli�li1lH.il}ei'fi�iot.ifli cps(s ass.oc1ate.d · \vlih?tlre::operation; malnfenam:'ti tmd, a·�p,-ali''clfin·u�li'lll�fl' spall'�.�Ystem_s; e_quipf\nmt�ii!ld c:ompomln1s to ens.ure::fhat:employees do· m:ft:oaveitl:such cosls · awa-thel:e�Y. 's!llli'ifl�e':i;)tiYitotll)le!i(�l·�\fm!>liaitt
�fl!ployeti,s
(h� The EMS wifi JifertJo �)lsui:�·:\h(\f may..quickly and 'confidentialb';'l'epm:t disciha�g�s, S)5ilis! envlitii'Unellt�l in·�rd�nvnu�d utlw et�Vir.o'n1tiilntal performance dnia.
(i) · 'Th�:J EMS \V.Ul iOilnfi'fyaiJ:'q(lerafibns;'alio a
OJ The EM&w:ill iile.n'tllfy.·thel�pes of.teoord's··d.il:valoped.:anctmaint�inlf.4 i,it::�\!pi)'Orf uq�e EQR S(lOli .\i� rep:ort�i .ili:ldif workh · er:llt, corresnond�nc.e, ·cotmnunicatlon�1. r.epoits..tliom the �oltfidenti�l systein .foi�llon•cllmpliance 1 · ' .el:l\onnel respensibfe fot' theh• mahttenance, ami ·p:r.oc-edure8 fol' respontlii�g ·�� iii'q,iirles atid a�· !a.enti'fyp reglt�l.ii'.fot�\:el�l!Se o'f;Jilforn:iilt.iPtl, The· EMS &luill proyide·a,sxstem for. conductinJ!i an4 documentillg routine, tl��c�iv'e. �?elf•li\sp�btipns �_y Tilrget· il\t�iiial .lltiditofs,. super:visors, and\Crained·s\l'ffto oheck fonnnlfunoti'ons; e.ql.l�pment, worker adherence to, SOPs,· unusual dl!�i'tbJ'!IIf(?1i;·!\li� .il)l)tie�:UiJt� m6'itit�1Jilt)ce c.\'£polluijqfl pr�ventjq,,j · ·si!li�.tii;i!J�,Jit)d ·mtl\t«.l)qrl��drele:\lse$;
F.·.t801JJitt AP:RBJNj;Ei)��QN.(if�'fl. AS':p�r�:�f1.1te;:E��-fa t·a�r.e�s,to::v.arf�t.'tr<:i:o.tlth��p'�i�t�a�h'ii(tl:(l'·;(41)t91il'!ifl�t·1i�Mit@t')'·!it�r-:wfi ! f:¢.PP.rHp·:dl:c. . s..i:fm:iilg ·tlt¢,,en'th�eurerlb.ihifpit�b'litil'lm:l.fli'e,MI;iitf�Mr;�!l.f�,:�! 'fa�g�� Go.urt�tltl;tb,¢r.Uiiite: - 1¢. @.'tj();t)V�))'��:f�.ot\��,ri:�ntly:ih tl.Je·addi�i0,1¥Ji! �' 6�pitA!iY,:,of'TbMt;.t�.iliW,A ' udit<>:_Ji.'(Ji'en�!h a ft�r'i1.yPAi�,,�r:ler :�!��.�erJ.ll'!!>o�:ihi�. ¥Y$.ree.inetq, 'Fh�? N,f.0,1.iltot·�11�1 WJ\.mll.Wroii�t
.
i!P.In'�Y;�f!l :S.�P..!fm
P.c:·remm:emen!ifns:1he\lm.l'l!lendettlifG)P. t'!bmmltant;llsted'Jn·J}!II'agtaph D.a·. lfTarg�t 'il.ft�,.M
Ri�n,ti . 'Jt)g;:{J��·.NJp).\ifpi· :os���l'!\i;iWln. .--wmiilillliitv·��Q}' dW$:Qfllxeo:eiii�y ofltlie: imposition o�sentem:e,Targetwifl subniiht :9
Case 1:11-cr-00368-KD-C Document 249-1 Filed 05/29/12 Page 10 of 19
li&l qf'threc:ql!llli.f:ie.� ;cmi;Pear and testify 'ft9l'r · · J\l1��t!lfii;ii:LI!)��;;�Jii?,P:i:\i1Uig d�ta iui:der oatb i:IS 'in t1nitadiStattisJ •fu:oae·edl -�gre!ft9:�to;\114¢''t:!l ·· · •:e(.J�tested:111re.Mbnftol"nlusl'hn¥ vl!h �M-t�Uowlr1_g tf�P'�
�
·
:(ii)' :Ex,pe�se m�di:comP..efcnc-e:;fn tl)e-;r.�gullifo!Y:P.·ro�ram�:ctn1����"WM�a ..$.'til��-s·iiij:t:J: h11i;iilia£i9.iJ'!If,Jij!idlf�. s�f¢t)l·alid. :�it:V.itP)llli\'lill.&lla.ws;,�l\P.et�is.e.:.andtcomperem:e.:to il'ssess o;vheth-eliT-!itge�!Jt!l:s'���!Ju:�r:e:r�l�llJ!g�lile!\t.S,Y.stefJis h'! J�liice�!\:> ei'iilt!h�.'ri1i:@�tbry·cpmpli�nc�.i·:®rr.ecbnou�trunpi'iance.i m1d'ptevlint tuhn:e··tioli'·¢0.l»J�fi.�ncQ; .and
·
�tnifqit:ffi.!t��ed 1b �\!aib�te,,Ta�g��(!ll·,-r;equire:d
�p:r
(b)·The. Monitor shatl:ibe"<"assi�lied Hie toitowin:g't�!l!{s··*I�·)'eiipfiij�[ti.ill.tie�:ai;�:Pi:oyla¢.·writteilsubmissipnsto fh\l. · Courl'!ls·set fortli,b�low:
•R!'1�i.i�.\\' ·.m�li».Jiltitin�l\fpil.te.t�y.e"Jt.T.arg!'1tiana1he..l�:..amfT.P.A am]:ev:tllunte !Ira a·
·
-Couduot: a review find sUiJinit llll �niiilart�p:(lit'tl> tl�e U:,S, Prob!lllt>Jl Of(ib.e, 1'ilr,get,. dQsignnfed representative of the C.oast Guard,.and .the .Env.itonmllntal Ci·hilijs �ecfion. U1ilted State� Uep,artimirit.Q'fJusti¢e �g'!lrcUng ea
·
-The annual f�port.�hnli ril�p incliide pjld IJd.ii):qss Miy i:itlter'infO.�ri1atl.lln t1tat th�· Mmdtor is aware cif.-which··pertahrs,'to Target•:clipn_bilit it::s, ti;J lfi.li'a�:fhe ·oijj�ethi\:s pfili,is.E.GP.· Q!'•altY Q.*��·:htai·lne -�llVi.i:p.iinleJital protecJlon requirements.
'�..#li kJJe:Wl1 lllil'cleq!racl���fiJi\� :lG; tb'li,XM.:i!.ili Wit4)��i1�2U�'Jf�t 'lR � -
:tct:ailY,·ofi'lts;�e:ssels,,is�stell1'�:·�'9i!ll>.�i1�iJt;:�.f:·qP..l.lillwl'!i\�f�·�hl\ll.���:' .
·"'Jf.'illWM9!llt:&i1 ·r.¢C.�ive.���lht'om.lfifipu: �t:;¢qiHr.�ftWsJf.�\fi:4qi1ih�iU�i#T.�l5f.'illfs··:E
):l:WMffJ¢r--p.¢r$.onnel based.· or related
·x ��-�� !Jft'Mt�l t:e}J6if...
:a :diredi :\i.lo1il'tiofi -:tifiallf: e:ti�tlh� li)iltf!r
"nfjijji�O:
i;)Jfl�e ijJ\'i\- ·tq· til� t}jjjt�.d. :�H�l\1:$\ .;«:t ·lll!Y·:�:.ii�i1�9t :·!l1l t(i� ;"JG · ot- Tl!.)\ :3�rJY.it(e·$.' �� :Qp�itlt_iqp_s,·a'1ll(�h.all .:!>.'� �i.'6Vld.M :-f\1 11 'lie.¢�$ tQ -�JI' J!�G:t:Wds, ·�1!4it, p:ers(lJm!ll; ·v.e.ssels :and·;shore side facilities as Is · nl'Jcessnr,y· ttiJ1errorm us·..
frp111 th�-:iO; Targli,l 0;) Vb1.biil<�i�...(li)·nJol11hs ofr.e.cciv.ing the 'Replll't o.tFindings on·:tlre Jnitillf.Eiwironnl'ent{II.Rev:ie\V. . · · �1j�l,l!,i)l:Mii.re.�.lj,ENffi:M:nnllill, \vJJlk l:; slialhlescribe and doaument"the BMS·,and contain any additioiuil 'EMS ii))pJ�tne.ii\iitli:,�Jr·il\!li�d�'ri�s ·'i.si ilee.GIM fp eils11r'e C.omple.Je.complianc.e :Jn'.all· operations and.pt:o-cedhr.es. lf'Tal'gel b�(ieve$ Jl\!it ad..rl!ti�mal :tlilJtl l.s. t';l'¢'¢.d.cd IO.'RII!!Iyz�:a.V.a.ilaJ:';Je,:in'foumatiP.)l PI' fo .gather additionril -iliformarion to
E�$ M,a�ir.nl, T�nt4t.mi!.Y·re.qH�.sl
P1'�J5:1ir'e tlj� �h!ll'lb6 13oV.
1Q
Case 1:11-cr-00368-KD-C Document 249-1 Filed 05/29/12 Page 11 of 19
(�) Target'.sh�ll �uP:Il!l( rqn:op_t!�e.d.fltiid'EM$1i'f'(tanuul)io the COM; theilC..and. the :U.!iiled States immediately up:on.:its qO:t:iJ'p!qti_Qn. :rhe J.Y.l)tid tlW W:riit¢d S.tille_s:§b.!\11 iil'i:lY.•dil:cj:niiil\en'ts oli.the ph'!p.ose.d;'EMS.Mnmlrilwiihln nlneir. �!lO) 4\\..Yil !)f;{¢cc!(ltl!filii�� aqtli�tqn,�ftillle-fqj• i'tl,!J.i'C\y is re'!���. 'IJS:ijppr'ii))itl;ite; wjti)bl �.I�J.Y--(�P)d�Y.s•of.re�elpt:�fOtecominim!s, The EMS'·i!.l st1l>ject4a. fhtal approvaHh:ll\1 the Unite� $t�¢s;which lll).pr�v�J"shaihttit b!.l �liJfeii�!:mab!y'\villih¢1d.
(S)
All e)�meiits of'thtf.Etvls.:·:Mah�al!�l11!11 .be Mly ih.lP.:I.mij·�nt�.d'M l�!lir;t.lia:tl,niM @)J11oli.thHxovid by. Uiliteii•Stiltlls, ree�ipt •qf't'i'•!�l �pjji!I,)'\JJtf,.'targ�t �jlaf.l:illtili'e·�laf€l'ly:�:9mineh:ce hl'\plemetimtion•rt� to Ute. designahi(l representativ.e ofthe. Coast ·Guatd; aml.the Envlranltiental··crim�s Sectlt5i1, Utiited StateS. D�par!tililtit ofJustlce beginning no 'later than oneJnmtlred.twenty·(120)·days fuflowitlgtlfe'pubiic�tlon b�ti)-e.�epOit 'o f'Fin�iiJgs by IC,.J�garding·the,status·.ofthe.de.velopment and imtjtemeniati·otl.of:the--.EMs.and the res!\lts. ofthe:Revte\V tlllP .to the EMS. These>tep011s sltall be made·:on .an annual ·()V.iihia:tion:dt'Target'o.perations or· audits -eondiwted :pursuant · ·· b!isi!l',
the
�po11
the
·
H; F:IN4ll.E!V,I$.1Ji:C,Ir<€QWfP.l!Jl:A::Ne.E A.®ll.'.
· ,: · ···nioll,.l!s�trf:t(lr'tO:ilil�.���J�:.. fi:oi!)[T.a,tg��fiil�JI:at.t�itg!l';fd,t� iund. IIJ�d qtimjll�:te . ·a,;Fln:iltEM IE P:Ocl\t�li?llC H'ot:!flatge�sei11t.0 i U:g: y�:s�. . .. . . . )Je�$�.l �·ifr�;tfrjd¢i1\'�¥ 1i!ld : o��t!ltiitg-o;tt _ ·,v.o>'��e.s;�f.sll?t:t·dur�tt?�Khd�yS:>nr; es s)�lsted;u'114�J>.';lrdil\v'Ti �l�lite·�� it!i Ap})e"ll !l ( X. �p�t. ·l rhe � . app.hca!jle.J :a!l(l'd�!ar..¢.1tQ ll."'Verlfyj!lOmplnnrce '\VIIIt'. ellvir:onitl!:lttal linvs nil:d"re��lll.ti.Q�� and. 'tll:(·r11e�vn®.IMl\J�q,P..JilJ�J�Ms.',atidJ�0�";". :A;I,f,:sucl\;vesselimnustb.e .exairiin�d :\�llrle.rthe:.vessels.are: uu'denva-y· attil ��tlie WA shnfJ)lo.Drdlnate ih!l:underway·examinations ·io.· i>l.:t'tli!i;lititii),.' ;�p'e.t'lltti)gJQ'JJ· · · · ·atl\'ms a1td �i:\l'ctlP'iible, .J �{c.onifi't,�4nt" . solredifle. ·t.Jiesf); 1mder.way examinafions:wilr:be: ¢.f\j'j(I(Jctrq;.�o:ili.¢''�)(t��t..P.rittifi ctil, !!\it· ��Y.!l$,-�;qfilJJQj;l,:·(lui'ittt6.t1 �i:e..·tbi ri.ay$"). The·\f.PAwilrhave· fultaccess to· i'¢'eol:d,w.,.:el"npl'OY,ii��;1t�(f!o'f:fi.cp;r..s:;11�'t\ll' tis, D1iillilg'llll ndFU,ItcU�:pliti$.e:T:a'r:&¢t·Sllall':immediate)� adyise tlie T-Pf\. .M�p.� 'J��I,f,e:th:�;�t:fl.�l���'fo•Jf�··!:llt�l)ti . a;dVei'��Jy�ilnp:ilpts·:rm:ge.t·doiilplian¢e· ,Wth'-i111 i'l.t?Plicabl� laws'altd regutntil511!Hllr�· tbel'MS�E�P.
·p� 1i���nnl·�&"\!�}af!t'1h rt•t·i:
� C,
ofil(
�
�
����
l!!!rtfg�P:�.A(�).
T{!rget.;�riiJiti�s,
· i(j:..�gis!fii�.r�n At�.r.�gi�}i.�h .I3P:\lf.� ·.9nvill ".hav!' eoJ�patible.credentiills�turd:exp·edbnc:e.·in . per'forml�gm . ilUdit�� �--�1�cd�ir.-qfth� .1'PA i$':S\lbj�ct to·:�tw sameJC�I.lcliti�na�menti'fi.ed:iin(S:ecilpn·
(i}, The 'FPA will belcel'tifih�·by:the.Atne:l'lean Nationlll.-'Staltdatd(.
(;��:Th,ll:Fioat.:BMSl&CP'· OI!Impfiilnce• A:u�lits,shatl be contlu:cted, �as·.much\1\s is practicable unciet· the'Cii'c\llilst(!nt:es; 'jn ac,�t:ird,�l'i¢.�:,yit£Nbti:'p'fi)tciij)les·se.t·fo••th in lS'O 9000 and 1S:b 1'40"1 J ...ul\ing:'•iSO i40l2 as• sum)lemental glildmtce. The ·T:PA·Shli'll iiii�es�:·
'{4) The{'J,'�A sb.i\11 d�llwr :eadh v.es$:ef!s·and fa-ciili(fJs.:mtilft l!ejl'ort toiiJre:!ippt·opr.late:cotrt)>.an;y. oft'it;i�i;t,ptl'l �o!i:i.Phi(ioq. 111 -ni;l'dlt.1.P1\I �ho,!.r,J:l:;.A, wlll\(Jpjl;Vet.:�an:�utli.t��¢partfto il� u;!i;,Rro'batiim·Offfce� ·(tes!�nateit:ni)n·esentative::ofthe Coast ·
:G�i�'llCt,iij't\q.!gff�ii�!ll��lif!i.t:Ci'liij�� &:e�tifi:li.:Un.lf�d:S.(ll.tes:Jl�ptlrttl\entoft'11Js'ii��·wiltlin·tJlii'\y·. (SO�,_d�y,silt'ter the: f;Jltli'TifA Jiel.i �vi$·tlll:\li)ildill(>.ni1Hit.ne is.n:e.ededi.ti>',;-anaiMze.;available:.int'orrnatfonrorto. · !:i1:\l.\l'Mt:�l.l.!lmhii.:09;\I���I'Jj14ht;:gtll'iit:�be·t'PA:s.uch -tit{ ·--,.,,.. i; · iif " >ld't'"on' J;t' ·.' . n ·· h• (90). d . · ·...· :to·ff A'll i i't 1"'l'i".e .•.�:1!. .ssW'
· '
·
•.
(11) 'The.FJnal EMSii3dP.· 'damP.linnoe-;AiJait1��po�J�·�lt�Jfw��!1i.it ti�� ·Air4iH�i'(l1'!ij�g�,��tl sli�(I';.!Jt:l.i 0111)lli1i.iiil;.9,9ii�i.\ih'tli!': followin�:int'onnnfibm
·
·
·
·
Case 1:11-cr-00368-KD-C Document 249-1 Filed 05/29/12 Page 12 of 19
(a); Auait.sc.o·p.e,Ancl\lditi� the tbile perlod .a,qv:ered �Y ihe au.dii; ([?) The; d�te(s) th� ·oJt-sife pm'ti'oir �>ftlic audit wa� C!i!nducted;. (<:); J
(q) .�C!:�!ftifi�titm !ifl\l�:ct�n'fp_ilt1Y.':1' ¢pre�����Mi:v:e�;a)i'9'¥�&lilafory·i>i:u:�ilnnel · · · . !J.li$.iWviij� u,�. afittrr;..
.M' <;r)):e·�!a:tr.1�tiJi9� i.i,il.t. fo.ffflP,.::i\rn;:�t· Etyi$&.PWC.i!i11J?lJii!i9,1'U\U�\t.ReP..9f.t: .(1i):· 1\: �lii'iit):(�tY.:9f.:tl�·�·gji4�t'P.t9�qes�"·l!rP.l\l�·lll�::l\))Y, &b'[ta,¢.1�� �ii�911ii��i�
,df:llte,cotrei:l�i'v.tf,measures a11d·wh�ll \h�y:-,y,�� ltt�R�eJ'!J�IIte'cl;;
(i) Cect·lficatiim(b;y:tlic:'!iftV�: ihaNhe F.inal :EM$f.EQ'p'�Co!,f1Pii�ilce,f.,.'11diJ?'iY'�S.:¢911�uqt,�d.1n :l!,c�.orti(lnc� . w'ith t!i'ls . . ao..smnent:nntl��enetltf�uait;pi•liic)ples.
(6JWiil,J in .ai�ty;(�Q)·ilil�s frQI:il;oon�pletiomof ih� �inal'��sm·�i>·C
{7) T.l)e,A¢titmPI.ah-llll'n(l· l:i¢ t¢v.iewed (;ylh�Ullited·States-,V.llich shalfproNiclewl'itten-comntents within thlnty'(l!O) days of �ipl> iMrer nJaldi1g. fJil)'i m:,�;�siiatty, II'IQ,dific!(tions .to'tlr¢.A:ctioii,Phillbilsed:pn:thf.\ com1i1ents, Tange f.:shall i. . . . : ei)t:th.� Action }ilim'.ittiiqcord�tifQe �V.il� the s�h�dq!� setTI\i!1h .tll�re.in. 'Within lhitly (30) days after .!Ill iiems. ·lirthe A�tj�n :Pl�n h'avc hee!r'¢(jli1pl¢.f.ed, 'ra(g!it shiJfl subinl! a Wl'i(r(.ilt /(iltibtl Fltd1 Coinj>h)tloir:Ce.rtific!,ltion:.to the . United :Stiite�)
,@)/l11ii�·EMS/ECP.· :QG.es:.nO.Hir·any::�vil,y,:.l'elease:'Jiil�get rhmt'tl(i)llJ�lMlilg·wllfM'Iny.:appllcnBfe 'lill�tli!lt�plinl con.:V(ilitl\>lis l.i11d · tt!}iiti�s,SS.mfirr:oit'ne._Q.eml �tlit.\}/J PO:
Jt�\1tLI:}$.iJli�«:�CJMsii:iP.t
·
��·hi.Jfi.iali�,;��llf�r.(lflt¢cl.er:liJ�1at�nlls.'. dlt��ilatron�l:'ih�;lSM. :dhdei ainiiller�lhier.itniiomll· lfii'iQ"��;�f.liilWf l f�
(2)'J'ki!!.J�MS/.��!�hliJto:e�p)\1�(.:.9t;flj�_J!J®.ilt�!�eJnent,and:,11dhere(I.C'e:.to:U;:wnt:be a.candition,;a'f·Jft.obafiou..Fililltte:to .I!.Plifp�y·\villl ll:!i:Y. P,flliHf.f�l1is ·�MS.f.EG.P. :'ill:cli(dii) ·_,!t: iJQtJimitc�tJg·�efus.!ll'ta;pay v.aJia �hargesJor·the:lC or 'FPA · .r��iJ.i(fe;!;,: P'�i's�J1tiel .o.I:·: P.ie.a .l\&(�ei���rantl·:ii\�t.�e gi'Q.(ln'lls f'q �:t!t�.):ev.9.1i.!ili�·.Q'r'lli'P.d!fl11.�t}(!ii;:ofTI)!'g�t·pri:il!ati:gn.:SI:lqttfa the t:Jhited·S.tatCil odlr�·U.$. tQ.·revi:ik.e:(!l"im:i6ib: T�(get'Fr(jQ'aJ!O.!r.b'as'\\CI �Jl.T�rgetteftt�ii'l toj>JiY. v!iUd c;hilmes far.•tlre:IC ��· TPA. an9Yor-its'failurf1 t.9 'lW9Y.!de:t!\il �� qt·'fP!' liclifi�Wt!> W���'l!l�ti11i�i,�·s,p�r&oi1J.le!,,pi'·dp.ct.lnJent$; and1or·as·the ·r.esolt· Of aqy. aisagl'ficlllerit�·e..M\dil1g1@�Y. .Ofthe P,rovJ�i{)l's �ft�is�M��G�i T�rg�l &h�ll ba:ve · tl\e:r:Jght ·to :eoutest the reas.onabfene.ss of.s.uc!He.:vo.cnfibn befeil•e·lhe:ap:propri�te't'ts,.�stf·icf€9t!�t.
P:ro��fiolro/ffice.se:ek
00 · Tli�·l}1\tstiii' of"llifY·91'TargeJ' \!.�sserep'verii'� und!ir.·tbJ!rECP., Witli·:tH�·itsS:j§tat�ce ·et:th�:C.CM,·shall ensure,that-time ly tepqf1S':il)ie: lnade tp: tlni,Utlj!:ed srat�s oi\tiiiy nQ1r•lfo\jljlli!lnCcQliditl9!l of.a.1iy Qf'fill'get vessel. T�i'get shall·es'in!5lish. ti\tit eilforcel'it�nro'rnnd tllilplqyee colli�iianc:e wl\h 'ihe· EM$JECJ,>,; ISM Gode, MAiUWL,.alrd all 1lpplica:b�� Stlite and Fedei•al. safety ,mnl env.lronmelltal statutes· and lftigullitloils I$ .alt lmp.ortmi� pbslliV(l fa-cfor !llld:·that .fail�1re to compiy with sttdt J)olloies, reg.tdations1 and laws will be a..rregati\Je ·f«ctor-in aU apptopl'lnte J)ei·s(!'iinel · evahlati'On.s,
12
Case 1:11-cr-00368-KD-C Document 249-1 Filed 05/29/12 Page 13 of 19
target-shill!: eJts�n�:tl\��;�t;l�a�r·yeariy Its :aoilr.d o.f'Pir��tom :Or eqi.li��iep,\ .gQ'lf�m.ling;slr�t.ctute..regei:ve· IU.td t�view' r�p.orts f'r.om ilt� 'GBM 'and· any ·qpJilicable·· r�I).Ol'� ·th>hl •tlie: 1c· cq11cerniir� tile iJil'pl�il)enl:l!tipn <\f thiS, EMS/ECP:, incltJdipg en:vironmeufal complfance,, EMS .hnplelrieiiiation, and manager,. l:>ffii:>er, ati'd cre\v·trainlug. .Copies: of tllose- pott��J'I's of .repor.ts concerni·ilg·these iiems shali be Ii'lcluded'ht .tli� rep911s to ·ihe i:Jni�ed ·the meeting .agendas ani:Fiiitel'nal conmany· ·
'
States.
Tat�et_Y�sse'I aM�Nji'eS.ide .
(1)itt�e�:tttJM,v111'1i:e.l'e'I!P,I:msibie· fcrr. tlevelopltl�':tJ•a'initrg.)>tol!ti!ill's'·to ·'C)d!t�a!�and��r.iiiii empl!?¥eo.s:.!rsso:ciated wi!h:th�r��erafion.alldmtanagpmetltdtfts;V.e'ss�ls;eo:v.el:etl:tmdertlits;E<::JP. Tlte·QCM nrwname a. ·�.o.r arate:·Ttaiiib)��ti'fflcerl'o.,-ensure}dniflhe,,re:CJ,!iirements:.. er�llis sedtlomare,;met;.
�
,(2}.,Tr.aihing·sha'U·o,qeur-.!lllll�lli'fly:;for.ia'lf•�m\J)ihy.ees..!l'ss'ig_)led1fa vesseis:llo.ve1:e'd tu�d�J:.·iMs'!EOi>.'·atril he:t:itlf.fo'tined b� . · · :qn�lff.i�wfnS.ttnPfQl'$.liqtilplilenf:andii;ystems,-and'lie:-appropdate fiudh-e work ��ilon�il>.iHHe� �od!d���t11ip�n.i i\iii.Vj1iQ!!liif�lijp,loyi!e•'York�.. ·'l)J:I*.;Jf.�iiHijg'friJlsMiWlu}PY,��.S'fo1i �l.lluiHq·t;o�i�iily".\vJt)l thl)'ieqfiilj:J\l�rits:.Qf'tli!S. BOP. EMS,,ag(l \'lX'l�.thig:til�til)�·,�n�ifijnln'ii Jital pf:of�.��i9J:i ,j:t1guifehitilit�
tx
·
·
Y,
•
.'(P'). "«�i1-�e;p:o��lbie;,�:'f.)iJ�.ic.:h1i\Jal �r,�Jnilrg�prqgr.li!lts.Jlal! be pr.ovkled ttl 'V�$el ·eJnBiqyces·�uri�iitl?�·¢nb�rird·vQss.�ls Jn·an
¢.(f(fl1 ro;P.t9J)fP.tiS':Jni!lg!i.W:P..9J lqflolt.J:is)q!!i'tl.;el)�fgre e'JlvjrpfililimJi(l.'fltQ,t����M,.:fJ:�we:v.��'.. sJ.I9h einpl ey.ees i'O!l�t. J:flll�lve·tlie·'lbl or�'�J�tl'lra�illhlg pri�r't� r¢!\!'i'lllrigJ�··t'i ve'sS¢1 iill '!l;I\\J.,v 'qoiJ.ti;ae(;
(4),·AttaitiollailY,,,.�he:traitiilig:sliall ln(llt1de
(i,) ·carpornte·envlro.nmentlil ·co:n,pHance·strnolure,. :iiloliidltig the··CCM. aildJcontact intO'Firtntion. (h')
Comprebenslve-o.veJ'.View .of'tlii!r.'l�CJ>;:tlJe.:TIIV:iS,.and ot'heJr·mat\ine en:v.i�onmentnl':proteo.tion J'equiremenls.
(�)' 'The r�por'!itl'� system u�e� to i·�p.ii.i:�.itoii-co·mpJiMo.e. .
{d)' ;$.li(ltitlo)}.�:lil
iS.¢:\ll(�ti:O¢� (ot'Vid!liflqli9.·$·,.1�h ils,feii'leil.i�J.tJ:ii(id,JJ�; �\IS�e)l�'lpiJ, ternliJiatlo'Jl, and oiv.il l\nd
!�itJ'Iii'!i\l.Jili ' . ;
.(e); :P.olfnflon;l)t'e'\le1till>n aud'�il'i.firlnlizat'l6ll'.P.1'i'?i{t�JIW\�J),.�g!f!�i\1�Y:t�f�r1!)rt;tg;�t�W4rd1,�!�.c'R.-·li'ild·�ngl.h:e·1l�.Pat.un�Jft
·prnae'dm;C'S.t�!nd fiperaHbns.
:(p:
Alf·�uiremen�l!,iS.e.� fortli;in'•ilte:.llil$,.!ttceclil�,secti:an:of:thfsJ£t.P,
.�g)': . 'PQ.sif;ij!iit.'�p'i;i�if(Q.:'thi.1i - ·
.
�¢ntei�f:Ui�(ii:l_il'r�.t\i!:
.
��h�·tlpeJii\U6:11J.h\nhit(Utllnc.emnd:,J�epaih>.t:'oily'wliter,sepa
(h)' Ptlice'd!lr�s f.ot s!').lid'·itiid':li'il�ardf!:tl.� wa�f�'segJ:�giitiq)l' l.\IJll)lbtl[ig!>; dii:ijlqs�l, a1_id' t.e}l.oiiii'lg ofl'�le'a'se,s. .(i) Ali'0thel'\\ll1ip!l·oard envii·onJUentl\l · pl�9t�.cti'On· r�ll\tC:d:pi'
(5) An:·new crewmenibers hii:ed to· woi'k::mr target.v.esse.liH:aver:ed under.tlilsiECP:shail··recehre:tntinlngr'vitbln sei/eiJ (7) · days· ofbegb.mihg to· worl.\: on,b.omd the :vessel. 'target.;slulll;malniahJ�docnrnentufi0n OliO'mtro· eacli ·.ofit;s .opernte
Case 1:11-cr-00368-KD-C Document 249-1 Filed 05/29/12 Page 14 of 19
:(�);IT.hef.tlMet:Eh.Jihniel' on&oar�t:lla¢Il '9-f:�r.gef\IP.eriit��J!il!V':iit Jlf�ti'�g�a :Veti��Isi'¢oVei�d �m.d!it.lbl�':EGJ>..shlill.pre];are ·
;ina��e�dent;·\Vliitfen :vetiifiba'O�:ndhat:allcengih�to\(ltiJ�r:e�� .1\i.\ltri.'��tll h�¥.e.ir�cpJ.vei,j .tl��:tr�iniiig, r�,��ire� by::diis .
.
.EMSIECP-. AJI;e�gineroom .Ct'ewmenib'ers slnlll.si&n'lltilhlate 11 'sfate�eilt !ltl�l,nWJe��gj)ig:.co!i)f!l�tioil �fthe,trli1iih1g, 1,'1\js, wriltlln:·ver.ificnfiPih to.geOier· \liilhr.t1re;s(gne&acknowledgjnen(; slilill'bercompl'ele.d ··se.ini,ani)ui\l!y·l\rr!l n)ain!nl ii¢d in:tlie' engihe c61itn:il room ofeach. vess.el.
M.
ENGINEER:1NG �EQUIREMENTS
(I) Uhl¢ss otbetwl�e sta��p,. ail :of (h:¢·.reqtj\\:tmwi\fll s��forlh ��!:!,�. ifJI.Qt'ir\: oo.i1!riw¢nti¢tt 6fl:�ny 'Classifl:c.atlon ·Society,
Treaty or.otMr'Flag $lale. :�eq�fr�inelif;;:$hi'lll l):�. ffj1pl�ti)�ii��tl,;i;ixftJje Y.es$e!� .qp\le,r�chl!ld�i· :t\iis ECP iis,s.opn it$ prllotiea'l>le, as:detet'miti!1d�'by lhlf.CCM l!.n o ·Mt la�edllaJkqne y¢�t.$'Q1fi the .4�t� 9Tih'e.,s�gliitig i)';ftbcrpleil agreetile.ilt.
�2) .]j:jJge.;Mliln tlr(ls!>'•¢otn:t�:c.tioiis:'· ·(!l� 'Fnr.g�t shlifJ! immediately noUfy aTJ.,of ifs vessel$ i'egatding 1hi: JWoliil>1f�Qll iigain�t non·en1:ergcitcy use of ciost:!' · comiecti.ons .from ·engiil�'t'o·om bllge•malris'td the sm:tion· pipit)'g·· olia·�get· pun!ps which lin,Y be .rcf�n:ed to as Jhe 'lfife .and g�nund sePvic.e:pump1' or .t�tire1 blige and::ballast'1 pomp;, The n1e$sage §liali sta,�e·tl�i;lt'the·tJli'age·.o'f.'tii'ese. �t'ilssovet's .is ;s.iniilanto bypassing·,;the:ows:· equipment amhstl'iotly 1�rohihired�
.��l TM!:ije.9� pJjjl.ii�'aU.ii.v�;:ol'· near .ibeJoqatioJts..oft�the.s.e.,et'(Jss connedions .antltlle! -valv.es! bodies•llll'd assoclatetl hand - �Y.M.�J$ ·sl\tj_,Q.J;!e;,pil)i'i�dJi.!l&iJI!ltii)iil\l'.Qt!\��e.. �Mbd�lit�l" p�lore.d sian"witli:ithree itlch 'fetters'. shaft be perma11ently 'QN�cl·i!�*1lY."r�a'illitft;r .. ":!Jllg\t�������u.r-�iP.ili,g: . ..cr.i!)!lJ
·
-·
•'
•,
•:
.
:�)"\l':i1ipf.�V.�))t:.lil.friti:thQrii�.d· llSJlg!f.?�C�iet:En,g1mmrs s1lrtn:.rfnuelltunilrere.rf�selifs bn:th�e: v.atv�si
(�). · :the l!eaLnumb�ows!,�hnll fr•r trackedJn:n�.st1ai'cntin�b'et·ldgbo'C!ki'!itl��:l'ri�l!l:1����n��si.ili'll:·t?e.,gjv�ll #'!W tin'l�··.a c�oss:oyer ·tMhe''ait �i :tQg·(l1.1f.lUIWm�imt \vllet:l' seijlli\aif}.'riiplM¢&1in« .Ilt6il'>r<$,PI.l.C.ti¥e-nun\l:iet•s tf.he·,C:cM'IvllHi·e·:t:esponsible'.i'ot'·ensurlngA'i�etwilf�: tfuir·•l'O qupJi�i!tiQn'of�el)l'it\Jt�llC.rt'O:¢atii>ii'n'Cl \vlU,bav.e!a,m_asfe.r traelOi!l{f·aO.oumeJlt indrcatin�;wliiclr:sel'ies wer.e· . S:t.tnP.Iied.tq:eaoJrve·s�el.. •.
t11e enghre
(ti) Tfthe'v�Jl've:;, at:e•i:emotel�·opprntedJfom. o:ontroll'oom� the,:controhilil'St also:lie·.disabl�d-and:n�;>lice: · · · · niitCII.\ ileat�1tJr6:ns·s:Q:cliite< P.u sh':6titti:ms or,·swlfi:lies:.'The.rshall.afsO'· be
(
·
(f) .All other bU�e:.stlctlon::vahreS',not cunne.ctetl::tcr iliel>llge;nmini. Jitohrdh�iih��lp.eri�!llit elnbtgciit¢Y·:sli�fiotlstq th� v¢�sid's>.:¢llgille:W.Olll;bilges·.m�e;tltos:e.-thaf•may'b:e·.conneuted'to sea waiili'·.cltctilating pumps� will be.p,11iined '�J:igl\ti:Y'�jj(l lab:efea .sitl'l\lm:�y:��iuerg�ncy Bilge Sttctl:on··Eme�gency. tise Only, i•·their vnlve wheeiHvilhds:o haiv.e. � 'l\tifi1li:tit'e'd..�nd 19�ed:s�n1 caP,a'\>le;.ofbre.akaway. dm!ing:·emet·g;enoy. Seal · numbers shall'be.kept in. the Cpief �ngbi�;)er.'s offiPi!lFseaUog ljo(\k and explallfttioils given for'bre_akage or replaceinent.
(1) Bl11nk Fhlng�st (�)
To:pJ!e:V.elit unmtthol'i�eq co)1!1ectf1Jl1·s within· �Jie e(lgihetoot)'�;ang )!1.1\'C\tlner.y spa�s tr�fTnrget ve.sseJs .cpvel'cd 1.mder fllis'EC�;. evet)l biank flange �s$ticli!�e�· wiih Atly·.pij1itjgJei'ldi�t(6.V¢1!�ol)'r
(!):) T;!ie:bUitiKfllli}ft� $�¢tiJ!itl . :tl\�·\li!g!l':aod.�l\tllge.trnns.fer,.sysielll!.anlt:tlle.1shore::eonnectloll'disoliarge··valve llffhe . . �(�9�)�Jit�:�li(tJAiis sm� . · ;�q�il'�·ii))J)'f'nlfei'ed��enNhahvl!l· ·bll: tnnintniiJe:d. �s:eal.numbers shari bek�pt iMhe· Olii�(EJigjij���:�;,�fil91i! . ' li!i:ij;Bi'i.Q�, 14·
Case 1:11-cr-00368-KD-C Document 249-1 Filed 05/29/12 Page 15 of 19
(it) Tank. Saund ing.Log,:· Tlie CCM. shall ensur.e;the: immediate 11sa�e ofTank S'ouirdir)g' L�g B�ok� ·qn �II ves�els. Engiiw room cr·ewmember•s shall be .rl\qdlfc�crewmemli:er�·thaf.ldbtain�dilth�relltijilg: :T,Ii�1'a.nk:$ii\lll.<(i�g�:l,ow·shall b� ·nl}lltn!iiue'd irfllil!<�Mine.
{��iO.f.l�t�·$il� l.!l't�'tfll.c��:: ·(IJ} ·· ·
; i(!liii'!i�i&.'t(ii,Y M.v.of�!?·fol!·.earlh ve·s:sel a�iq�1J'odk,l;�f�fi'!�;1jq �qil;i�!Jl�jlt. P:avilli� Qil-to·�ea �t�ni� j��y. &�:oiJ;Ju&.rfilnted,stem:.Jtibes?.>'how·:tli" sttrm: �brrtsNI�;:�t�Qil iz�r.s, l'i)'
�
¢p.iWIItll.���·¢\? . . J>'i,t¢l):·J)'fgp.�II�(s,.·@ilct&il11 illll'\e-g!Jipmer1hvhlll'el>y. tlill Ieak!!,€l!1'� ·a :&e�lin�c.�j'hti:6)1�!Jl.ni�Y· onus:e"41' .i_o-ss.i:)f!JP.'�ta1i!llfQ'l'����i,n iti.f�:the:ittitironlitlhig:\vaters of'tfie·vess�r. Anytepl�lrisbitient·:Q'f gii ·ihWtl\e hea
(h) When.known;:alie*J)Ianaiion :of·'tire i�i!.S shilif�b¢·JiJ:'q;\!iP\;'i�; itlqii� wi!h-d!lie�.and tlme,and;s!goatura. Routine
steiJt ltibe:.hlb.e.;oir1oss hlusrbe' Je�t�el!:anq r�P,OJ:ted'.tp:th�-GP!W hunt�Elh}tely oil. encih occasion, Tm•�et :agrees to t'liilli.we :fi'ollt e.mr�lby.ment Hny'.Clflef'Engineenvim·fails:.t¢· rep.t_lft·th��e c.otiditlon$.
All Scit!irdings atid Logs,req\lii'e.d·by this section shall be mai ntained onboarct tT1e vessel for a period oftllr·ee y.�ars ti"Om 1he .date::t?ftlie.final eil'tty. N. DOCUlVIEN'TA'IIibN:.AV.:AJ.LABLB.FOlt-l\'ISPECT�QN
'P'Ile<.�G!Y:l �lJilU �l,is.�
ed a�)d av_nii�l;!Je.f6r;in$p.�ction..l'iy ')l1�t�JI doc.tim¢nfi:lti�t)\l'e:quircd b_Y;'Ihis,EMSIEGP. iii ll'l!fin ·�t�J�§..)l'lie Mii.!lter·.o:l''eiiCh ;f.a�&et•'Y.eSSel· U���rfllfs . . .. .. n ltnlil)tli1!l:�!! b:qaf.:tW��i'ti.Q.IJ� i,\n�:tl·eatie$.:ill9ltt4in·g S(')}lfA�HheiiSM Qote; \'i\1dJvi;ARJ!OVi!J.'l4. · . · · l!ii*:�M§r�O�\:§.uqh · .Md.iH'miahd!lotJmeuts:t:�. ll!lplicafil�,Staterni1th . -���i$ii' . i�i: es-Gba��O't.1.a�d .lfp ris:otew.:ir.aitiln�;n:rcc�t . .ait . �ie1�fuiJI fle· lncloae'ctiit llie !'eP,oris;to be ·1,_ . . ,;· t® t9f.the:.lilnite.di States..
. tll�-rq w�.i:il
aih·eoi'Jttls requii:e.d;,
,. .
·
, .. . . ���tx;o
�.;.,Q�-�f1i1fi �:JN:'Q:�E.RSllJ� J?trY.m'l5l �iEMENrr ·tfl.e plll'fies·reoogldze1lrat ai1ch lj¢:f¢J1ll' ofpi�it�tiQil., tlie·:niiii\B�t·�no:'idetitiiy. ofv!l'ssefs �peratedr'miliiag¢EJ> l)lan.n�d andlar ,conl!:ollecfby Target . pre�s� :Ot'4�cf.e.a��·4\llf V.�li�el, �!i� ¢P.¢Witlon,Jnanagement;,mann:ll!g ·or·oontrel of wli'lclr· is u.&sumedJ)y Tar�ct,shal'l'Be:sliliject'i,o tl� reri!l·s· iill�'·¢oijditii:i��iofthi� BMS/BCP, Any·v.essefremovetl.from the -9peratl9n, nia!l�gement> mann in&, or contt:ol t?y'lt£!.1'&�h:$ha!l l;,� ex<;ili!.tWd fi·oj,iHiie.'&wp.e of'·tbel'!MS:J.E.CP�. Target.:ngr.ees tlt&t. i.t '\VJII imhte.�Iiate!r (lmtin n� ev.ent'late�· iha�r2'f 'da�$·f�.IIp'iv.h)-g.;i{(Q�.\IIi&.�> rt\'.ftif;>� ,tll(O!ii�.d Sfate.s of�anx- -clians.e in. l.'i.llri'il%, fhtg:of.r:egi�ti'�,, ��ogtiiz�.d or��n izat1on1 ·owne'rshil?, ar·�l�s!l .so�!e!Y ·of:�ily,�rtch o'f.:Ilill;�¢t v6:a:sels.,..to.:include' the operiiti.�il; ni'�il#g�l�t�J.(I� inl'Jnniilg:
P·. SFilriF-J.llN F..QR.G,J.i:l\1ENT 15·
Case 1:11-cr-00368-KD-C Document 249-1 Filed 05/29/12 Page 16 of 19
·Ti\Fget further agrees>tliltt:it will �it).d¢l1llk�·· !ill:c\ ili'inlen:i.e.nl th�·.fieill:l�'\l!lry .pro.ce.dnres•to ensure'limt·this EMSi'EGP ·is· dil igentiY complied ,v,itli hy·the·oflic�r� !\U�·Iii:e\y !?J'!lac'i.\ 9f1Jil\·g�t ojieri\tea and/or JU!Inage.itvesseJs .covea:eiLundcr this
ECP,,.a� wen as by;alhhoro side employees; tiia'i!lfg�l� an�-Qtit:�i'el of.T.iil'geH.tibsidi.ar.i:es, affiliated business eiitifleJI:(�:hviieCJ·w.ho.ll;y·or ,,alti!illy �y,·iarg�t) ai1d' ii!{et;�Is-.q,f'f.at:g�r �ng . .·)YJtoUY:-or �·a.rtially,iit the mamiing,.:and/or pp�ratf!>1\ of\fffit'es�id·s�ngoing· ves$els or:conti:a<:ted-to dO'the san'le, on t!J�·:dut� ef:se!llenciiilw or at-aily·thne: during the · · p�rii;icH�f'b,rQ.b�((oiJ. ·
'Q
•.
·
REVISlONS/MODlFtc�:TJQNS
Tlie·re(iJ.Iil�e.m·e.iltS. o1-'Uii$ BMS!ECP, indlnding; the dntes:am_l·t.h!le.Pet:ibds•.meJ1ti.o!led..Mrein, sbal.l b:e·str.icUy·�omJ)Iied with. Slionld T!\tgtit bO. tmal>le'to e.omply·with any of-the.deildliites, Tm;g�f.sllall in,J\iedi&Jely notifY the lJnited.iState.s·in Writiog:oftlte·¢a,'�ori($).fqr nott·c:omp.li!ince1. 1i1Id'.propose a:tevised tim�tii�Je. Th:e;bo!le(fS(Iites ��all fhllil determhte aS · · fd.wlteth�r tit� t�Yil!et!:t.in\e'��Je shci!liCl lie•a�:c.epted. .
R. Rl!i:PORTS
.All i'!¥.ili;iJ;I�; iftil:!ir"iflt(fl!�a�ti'.P.'ora��poJldenoe,req!lired\mriledhii'EMSm¢r wiJ.¥s.ohtTu the �Jn!ied state.$. shaltb:e sent to
.
�li:q·:fgJi�WiM·:.§f)l��si ·(�).
.
.
.
.
.
!/.��-1,\�<;.�:.Uei WOIDM:
:p-(:�lij\inm�
�i.J�(f
�ttn�· · lt!itil'l!J ..Arid'ei;Ji!lri �tiV.iirvie'Y: �iaz�:t�,..�-' .R�Y.ii.i :;a�eeBSu'lfe16.9tl' .
(b) U.S. ·B�pat'111'l'ellt'of�tistice
En:v.ironmentaf· Gt•ime�B:e'ctlojl· ·
Attn : ·Steve DaP'OJtte-
·GOI "!D:"'-8trel:l� N:w,, •.
W[f$1liilgtP.n, 6:e. 20.0'0.4.
ti.. S.'.. C.oasl G'uarti:Clbmn'iilirtlitilt'(6G•B4�)' . C�lN\\':''1· AffiJ: .pT ·:i�i'il; R;iveraJ;E¢P:Oes!gmlte-d i�:¢pres�platiY:Ih:if'ti)� co·�st GMi;d
(c) .
:2:1:00 s.ecoriil Sti:e.et, .sw· Wiis!J,ir@M;.D.c. '20593•000'1
"'Efeotroni'c·copies of'reports to:the-Coast Gm,ird c'(li'l be �ubinitted to,[email protected] (d) U.S. Pi'Obi;'tio(l .1\)�pa'ftli��i,ll SeuthO't'n. Dlstl'iot .of Aiiib.�tlta
16
Case 1:11-cr-00368-KD-C Document 249-1 Filed 05/29/12 Page 17 of 19
:bef�tr��-�t�h9� t�ndiO��'s:·.EQJJ"9�1i'�f�I·IJY:'llll4 tlil'lf�r�iiiJta� it.'tbP.i'i�ll�itly, :Obr!l.nda.nt.enters int� thls:Jtcp·kmMihgJY..and ·:voluniarii�L�) :·�lji!l� JtyoiJ�.'.�t���· �,·:·.if{���tl'limre.$ ·)}�J()w�:tJutc.?rp.�rate;repl:esllnfaii:ve����·ees'that , ·
:he/she ·rs .dliiJl
:n�l'n�1zed. legilhlt�e\lfi're .
.
;v_�riiJ»,g $JfUQture;pursuarit;ta:the.·same
...
�tithptlized,io enter,';fnto;and,cnt11P'.Y'W ffi.,�nr me.P,r9;
DATED:
.
. 0.
2-St/A 'j. z::�:1 i. 1A!�OE.t.sf!mJY ��- GZirJ: li�Q> By.:;.
.
·f>.· · :, ,, .
. ··
. ·
-
;(\�
-�J�f�it�nnt o.omp.11 ny:is - �iil�jl).lit · ·
(:· ·
)�i . flill . !)
�:4 '
,
;_"ir
·
'· · rf' ..�� A-'ij, ·t:::.! /.1 .
.
SAc ;� .
As c:ounsel 'for Defendant, we.!tepJ·esent.thatwe'liay,�:dis�J.I�i!�d wJt6,,oyt·ii!lf�'Ciie•innq, its.cli,i!y ilitlhtWi:i!.lCI rejtrese_ntiltlv.�(s):theJerms ofihi�,:ENIS1HCP •and hav.e;iful)y�lllpiain.e�rits-:r::� qu1�tl}#tit'$. We liave.nt\ re��an lq aoubt tliat clieii.t is l
·o\tr·
P'ATED.:
!J.\7
Case 1:11-cr-00368-KD-C Document 249-1 Filed 05/29/12 Page 18 of 19
.UIIiMI 8fhles l!;.TmyeiSfrijJ·Mnll'f{Cfml/!UlPte·Lt{r. E"irvlltonmcntal. Cmnplilmcm·Phm. (.mCP) App.cmlixJ
'Vress¢1
:nv.l(l':NuniDcJ'
MV S.R!I p:.REMWENA:
.9:����7$
MY'Gi,t'klMi\ E:.R'EM.
91l�P'��.P\
l�$V."G!,.�,(RVJ.�kE'M·
9'3.Sfi�ti1
M.V''G�UR�v·l'JtEM
9-3.0.51!�2:
1\::li\f :GA:�i Fll\El\t
9Slli81.69.'
MY 'CifiTR'A:P
9!lt.6049'
Case 1:11-cr-00368-KD-C Document 249-1 Filed 05/29/12 Page 19 of 19
t.ISW ,(i)]\�fit/\i?Jt$SEL$:,M�AfGE.D;ANDl '(')� 0J.>ERATED .BY1'!&ItG:E,!f. i$.:1W.'�N��E:J.\:U.!?Nl" As oF:.r!ll.l tn:A.mlil Pii''.liJNr.F:RY o.F·THE�PLEA.
MN SRI PREM VEENA. MN GARIMA PJ])lM · 'MN GAllV �EM MIV ..GAtlRAV PlmM .M/V GAlJiU PlfEM
M/V:clQ�i\ PREM MIV SRl PREM:AP.ARNA
MJV �wx P:�M'Yl'PYA, MIV SR.I.RRBM"V:AR:SHA MW'RESA&tPlU�M MIV KANA¥K.'f�REM :M/V.K.A:r;PA"NA 'PRiEM
MIV.SRfPR'EM PUTLI
' 19
